{"url":"https://nivawealth.com/firms/o-connor-alternative-investments-336332","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336332","regulatoryAum":16368611483,"crd":"336332","secFileNumber":"801-133741","legalName":"O'Connor Alternative Investments, LLC","displayName":"O'Connor Alternative Investments","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"110 East 59th Street","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"23 June 2025","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":65,"advisory":17,"brokerDealerReps":4,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":16368611483,"discretionaryAccounts":42,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":60,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":4,"regulatoryAum":2050325111},{"label":"Pooled investment vehicles","clients":36,"regulatoryAum":13005220931},{"label":"Insurance companies","clients":1,"regulatoryAum":36172166},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1276893275}],"fees":[],"feeNotes":[],"custodians":[{"name":"Goldman Sachs & Co. 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They include 36 pooled investment vehicles, 4 investment companies and 1 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does O'Connor Alternative Investments offer?","answer":"O'Connor Alternative Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does O'Connor Alternative Investments use?","answer":"O'Connor Alternative Investments’ separately managed account assets are held at JP Morgan Securities LLC (Brooklyn, NY), with $1,191,284,507 and Goldman Sachs & Co. LLC (New York, NY), with $85,608,767. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does O'Connor Alternative Investments have?","answer":"O'Connor Alternative Investments has 1 investment adviser representatives registered with state securities authorities, out of 65 employees, and 17 perform investment advisory functions. 4 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does O'Connor Alternative Investments invest in?","answer":"At the end of its last fiscal year, O'Connor Alternative Investments’ separately managed accounts held 96% U.S. government and agency bonds, 3% private credit, 1% derivatives and 1% cash and equivalents. It advises 13 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns O'Connor Alternative Investments?","answer":"O'Connor Alternative Investments is owned through a chain of holding companies by CJL Management Trust, KSL Management Trust, BGL Management Trust and RGL Management Trust. Its direct owner is Cfam Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does O'Connor Alternative Investments get paid?","answer":"O'Connor Alternative Investments is paid through a percentage of assets under management and performance-based fees. 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