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Charles Mathys

Chief Compliance Officer at O'Connor Alternative Investments

Officer recordForm ADV filed 19 May 2026

Charles Mathys is Chief Compliance Officer of O'Connor Alternative Investments, LLC, a New York investment adviser.

Career

Charles Mathys has been Chief Compliance Officer of O'Connor Alternative Investments since January 2026. Charles Mathys is a control person of the firm and directly owns under 5% of it.

O'Connor Alternative Investments, LLC is a New York, NY firm with $16.4B under management, 42 clients and 17 advisers across 2 offices, as of its May 2026 filing.

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Charles Mathys is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Charles Mathys
CRD
2972488
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Charles Mathys work?

Charles Mathys has been Chief Compliance Officer of O'Connor Alternative Investments, LLC since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 May 2026

Leadership at O'Connor Alternative Investments

Sources

  1. IAPD individual lookup, CRD 2972488. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of O'Connor Alternative Investments, LLC, filed 19 May 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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