Clients
Aristeia Capital serves 3 clients. The average client has about $4.58 billion with the firm.
- Pooled investment vehicles3 clients77%
- State or municipal government entities0 clients4%
- Sovereign wealth funds and foreign official institutions0 clients19%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 3 | $10,626,491,871 | 77.4% | $3.54B |
| State or municipal government entities | 0 | $549,602,527 | 4.0% | — |
| Sovereign wealth funds and foreign official institutions | 0 | $2,558,744,468 | 18.6% | — |
| Total | 3 | $13,734,838,866 | 100% | $4.58B |
- Clients
- 3
- Regulatory AUM
- $10,626,491,871
- Share
- 77.4%
- Avg. per client
- $3.54B
- Clients
- 0
- Regulatory AUM
- $549,602,527
- Share
- 4.0%
- Avg. per client
- —
- Clients
- 0
- Regulatory AUM
- $2,558,744,468
- Share
- 18.6%
- Avg. per client
- —
Total
- Clients
- 3
- Regulatory AUM
- $13,734,838,866
- Share
- 100%
- Avg. per client
- $4.58B
What it does
Aristeia Capital provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.
Aristeia Capital advises 3 private funds.
100.0% of assets ($13.73B across 5 accounts) are managed with discretion. 60% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks22%
- Bonds51%
- High-yield corporate bonds32%
- Investment grade corporate bonds10%
- U.S. government and agency bonds8%
- State and local bonds1%
- Cash20%
- Other7%
- Assets in "other" generally include syndicated loans and bankruptcy claims.6%
- Derivatives1%
Custodians
Aristeia Capital’s client accounts are held mainly at J.P. Morgan, with 8% of managed assets, and Goldman Sachs &, with 7%. Aristeia Capital has custody of client assets.
- Goldman Sachs &Goldman Sachs & Co. LLC · New York, NY · $948.1M7%
- J.P. MorganJ.P. Morgan Securities LLC · New York, NY · $1.04B8%
- Bofa SecuritiesBofa Securities, Inc. · New York, NY · $414.7M3%
- Morgan StanleyMorgan Stanley & Co. LLC · New York, NY · $353.6M3%
- All other custodians$10.98B80%
Ownership and leadership
Aristeia Holdings, L.P. owns 75% or more of Aristeia Capital.
- Owns 75% or more of Aristeia Capital, LLC
Aristeia Holdings, L.P.
Control person · since December 2008
Aristeia Holdings GP, L.L.C.
General partner · Control person · since December 2008
- Owns 25% to 50% of Aristeia Holdings GP, L.L.C.
Anthony Frascella
Control person · since December 2008
- Owns 25% to 50% of Aristeia Holdings GP, L.L.C.
William Techar
Control person · since December 2008
Leadership
- Andrew DavidChief Operating Officer; General Counsel; Chief Compliance Officer
- Anthony FrascellaManager
- Robert LynchManager
- William TecharManager
Staff
- 65 employees
- 24 in advisory functions
Reported holdings
Aristeia Capital’s reported 13F holdings total $7.69B across 788 positions, and the ten largest make up 43.7% of it.
- $7.69B
- Reported 13F value
- 788
- Positions
- 43.7%
- In the 10 largest
- +59.5%
- Value vs. prior quarter
- Invesco Qqq Trust Series 1 · Unit Ser 1Put11.0%
- State Street SPDR S&P 500 ETF Trust · TR UnitPut6.3%
- SM Energy CO4.4%
- Super Micro Computer Inc. · Note 3.500% 3/03.9%
- Strategy Inc. · Note 12/03.8%
- People Inc.3.7%
- Evergy Inc. · Note 4.500%12/13.2%
- Heico Corp. · CL A2.6%
- Akamai Technologies Inc. · Note 0.250% 5/12.5%
- Guardant Health Inc. · Debt 1.250% 2/12.3%
Together, the ten largest are 43.7% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $7.69B is not its $13.73B in regulatory assets and does not represent any individual client's portfolio.
Fees
Aristeia Capital is paid through a percentage of assets under management, performance-based fees and other.
Aristeia Capital’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Aristeia Capital has 1 office, with 2 listed addresses across 2 states.
Connecticut · 1 listed address
- One Greenwich Plaza, Suite 300, GreenwichHQ
New York · 1 listed address
- 1140 Avenue of the Americas, New York
Registration details
- Legal name
- Aristeia Capital, LLC
- Headquarters
- One Greenwich Plaza, Suite 300, Greenwich, CT 06830
- Phone
- 212-842-8900
- Website
- www.aristeiacapital.com
- SEC file
- 801-64502
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Aristeia Capital have?
Aristeia Capital has 3 clients and manages $13.7 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Aristeia Capital offer?
Aristeia Capital provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Aristeia Capital use?
Aristeia Capital’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $1,037,288,597, Goldman Sachs & Co. LLC (New York, NY), with $948,061,925, Bofa Securities, Inc. (New York, NY), with $414,748,627 and Morgan Stanley & Co. LLC (New York, NY), with $353,564,170. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Aristeia Capital have?
Aristeia Capital has 0 investment adviser representatives registered with state securities authorities, out of 65 employees, and 24 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aristeia Capital invest in?
At the end of its last fiscal year, Aristeia Capital’s separately managed accounts held 32% high-yield corporate bonds, 22% exchange-traded equities, 20% cash and equivalents, 10% investment grade corporate bonds, 8% U.S. government and agency bonds, 6% assets in "other" generally include syndicated loans and bankruptcy claims., 1% state and local bonds and 1% derivatives. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aristeia Capital?
Aristeia Capital is owned through a chain of holding companies by Anthony Frascella and William Techar. Its direct owner is Aristeia Holdings, L.P. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Aristeia Capital get paid?
Aristeia Capital is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file