Clients
Ellington Financial Management serves 1 clients. The average client has about $19.4 billion with the firm.
- Pooled investment vehicles1 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 1 | $19,352,910,000 | 100.0% | $19.35B |
| Total | 1 | $19,352,910,000 | 100% | $19.35B |
- Clients
- 1
- Regulatory AUM
- $19,352,910,000
- Share
- 100.0%
- Avg. per client
- $19.35B
Total
- Clients
- 1
- Regulatory AUM
- $19,352,910,000
- Share
- 100%
- Avg. per client
- $19.35B
What it does
Ellington Financial Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
Ellington Financial Management advises no private funds.
100.0% of assets ($19.35B across 1 account) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Ellington Financial Management has custody of $19.35B for 1 clients.
- All other custodians$19.35B100%
Ownership and leadership
Emg Holdings, L.P. owns 75% or more of Ellington Financial Management, and Michael Vranos is its CEO.
- Owns 75% or more of Ellington Financial Management LLC
Emg Holdings, L.P.
Control person · since March 2009
- Owns 25% to 50% of Emg Holdings, L.P.
Michael Vranos
Control person · since April 2007
VC Investments, L.L.C.
General partner · Control person · since January 2007
Leadership
- Michael VranosChief Executive Officer and President
- Laurence PennExecutive Vice President
- John HerlihyChief Financial Officer
- Patrick MaloneyChief Compliance Officer & Associate General Counsel
- Daniel MargolisGeneral Counsel
- Mark TecotzkyChief Investment Officer
Staff
- 164 employees
- 68 in advisory functions
- 8 broker-dealer reps
- 3 soliciting firms
Fees
Ellington Financial Management is paid through a percentage of assets under management and performance-based fees.
Ellington Financial Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Ellington Financial Management has 0 offices, with 1 listed address in 1 state.
Connecticut · 1 listed address
- 53 Forest Ave, 3rd Floor, Old GreenwichHQ
Registration details
- Legal name
- Ellington Financial Management LLC
- Headquarters
- 53 Forest Ave, 3rd Floor, Old Greenwich, CT 06870
- Phone
- 203-698-1200
- Website
- www.ellington.com
- SEC file
- 801-70630
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Ellington Financial Management have?
Ellington Financial Management has 1 clients and manages $19.4 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Ellington Financial Management offer?
Ellington Financial Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Ellington Financial Management have?
Ellington Financial Management has 0 investment adviser representatives registered with state securities authorities, out of 164 employees, and 68 perform investment advisory functions. 8 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Ellington Financial Management?
Ellington Financial Management is owned through a holding company by Michael Vranos. Its direct owner is Emg Holdings, L.P. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Ellington Financial Management get paid?
Ellington Financial Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file