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Mark Tecotzky

Vice Chairman at Ellington Management Group

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mark Tecotzky is Vice Chairman of Ellington Management Group, L.L.C., a Old Greenwich investment adviser managing $20.8B. Mark Tecotzky has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Ellington Management Group

Title on Schedule A
Vice Chairman
Control
Mark Tecotzky is a control person of Ellington Management Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Tecotzky has held the filed role since January 2008.

The firm

Ellington Management Group, L.L.C.
Old Greenwich, CT

Form ADV filed 14 August 2026

$20.8B AUM33 clients68 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24, Series 7TO, Series 79TO, SIE and Series 63 · 2023
  2. Passed Series 3 · 2009
  3. Passed Series 7 · 1989

Registrations and exams

Broker registration; no current adviser registration. Mark Tecotzky has passed 7 qualifying exams.

Examinations

Series 6311 July 2023
Name
Uniform Securities Agent State Law Examination
Series 2423 March 2023
Name
General Securities Principal Examination
Series 7TO23 March 2023
Name
General Securities Representative Examination
Series 79TO23 March 2023
Name
Investment Banking Registered Representative Examination
SIE23 March 2023
Name
Securities Industry Essentials Examination
Series 39 November 2009
Name
National Commodity Futures Examination
Series 716 December 1989
Name
General Securities Representative Examination

Individual record

Full name
Mark Ira Tecotzky
CRD
1656046
Firm
Ellington Management Group, L.L.C.
Registration status
Broker registration; no current adviser registration
Firm bio
ellington.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Ellington’s current leadership page identifies Mark Tecotzky as Vice Chairman and Head of Credit Strategies. Official firm biography or team page

Common questions

Where does Mark Tecotzky work?

Mark Tecotzky has been Vice Chairman of Ellington Management Group, L.L.C. since January 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 August 2026

Does Mark Tecotzky have a current investment-adviser registration?

Mark Tecotzky has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mark Tecotzky passed?

Mark Tecotzky has passed 7 licensing exams: the Series 7, Series 3, Series 24, Series 7TO, Series 79TO, SIE and Series 63. The earliest, the Series 7, was passed in December 1989.

Source: IAPD individual record, checked 17 October 2026

Leadership at Ellington Management Group

Sources

  1. IAPD individual record, CRD 1656046. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ellington Management Group, L.L.C., filed 14 August 2026. Title, control and ownership bands.
  3. Ellington Management Group team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Tecotzky or Ellington Management Group, L.L.C. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.