Firms by custodian
Registered investment advisers that custody at Bank of America N.A.
3 SEC-registered advisers report Bank of America N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Blackrock Investment ManagementCRD 108928 | Princeton, NJ | $676.69B | 444 | 10,859 |
| NB Alternatives AdvisersCRD 149822 | Dallas, TX | $160.24B | 224 | 379 |
| Trian Fund ManagementCRD 154172 | New York, NY | $10.39B | 14 | 29 |
Blackrock Investment ManagementCRD 108928$676.69B
- Headquarters
- Princeton, NJ
- Advisory staff
- 444
- Clients
- 10,859
NB Alternatives AdvisersCRD 149822$160.24B
- Headquarters
- Dallas, TX
- Advisory staff
- 224
- Clients
- 379
Trian Fund ManagementCRD 154172$10.39B
- Headquarters
- New York, NY
- Advisory staff
- 14
- Clients
- 29
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Bank of America N.A. here says only what the filing says, and implies nothing about either firm's service.