Firms by custodian
Registered investment advisers that custody at Raymond James
9 SEC-registered advisers report Raymond James as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
9 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Raymond James & AssociatesCRD 705 | ST. Petersburg, FL | $500.96B | 5,683 | 531,617 |
| Raymond James Financial Services AdvisorsCRD 149018 | Saint Petersburg, FL | $390.04B | 6,024 | 508,439 |
| Putnam Investment ManagementCRD 106629 | Boston, MA | $117.24B | 72 | 16,428 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Steward Partners Investment AdvisoryCRD 283004 | Stamford, CT | $36.73B | 310 | 42,763 |
| Capital Wealth PlanningCRD 150764 | Naples, FL | $17.25B | 6 | 12,580 |
| Atlanta Consulting Group AdvisorsCRD 288169 | Atlanta, GA | $14.70B | 10 | 364 |
| Royce & AssociatesCRD 107689 | New York, NY | $12.41B | 30 | 979 |
| Apollon Wealth ManagementCRD 291902 | Mount Pleasant, SC | $11.56B | 115 | 8,389 |
Raymond James & AssociatesCRD 705$500.96B
- Headquarters
- ST. Petersburg, FL
- Advisory staff
- 5,683
- Clients
- 531,617
Raymond James Financial Services AdvisorsCRD 149018$390.04B
- Headquarters
- Saint Petersburg, FL
- Advisory staff
- 6,024
- Clients
- 508,439
Putnam Investment ManagementCRD 106629$117.24B
- Headquarters
- Boston, MA
- Advisory staff
- 72
- Clients
- 16,428
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Steward Partners Investment AdvisoryCRD 283004$36.73B
- Headquarters
- Stamford, CT
- Advisory staff
- 310
- Clients
- 42,763
Capital Wealth PlanningCRD 150764$17.25B
- Headquarters
- Naples, FL
- Advisory staff
- 6
- Clients
- 12,580
Atlanta Consulting Group AdvisorsCRD 288169$14.70B
- Headquarters
- Atlanta, GA
- Advisory staff
- 10
- Clients
- 364
Royce & AssociatesCRD 107689$12.41B
- Headquarters
- New York, NY
- Advisory staff
- 30
- Clients
- 979
Apollon Wealth ManagementCRD 291902$11.56B
- Headquarters
- Mount Pleasant, SC
- Advisory staff
- 115
- Clients
- 8,389
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Raymond James here says only what the filing says, and implies nothing about either firm's service.