Firms by custodian

Registered investment advisers that custody at Sumitomo Mitsui Trust Bank (u.s.a.) Limited

2 SEC-registered advisers report Sumitomo Mitsui Trust Bank (u.s.a.) Limited as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

2 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Massachusetts Financial ServicesCRD 110045	Boston, MA	$514.05B	327	355
Symetra Investment ManagementCRD 312176	Farmington, CT	$88.78B	61	10

Massachusetts Financial ServicesCRD 110045$514.05B

Headquarters: Boston, MA
Advisory staff: 327
Clients: 355

Symetra Investment ManagementCRD 312176$88.78B

Headquarters: Farmington, CT
Advisory staff: 61
Clients: 10

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Sumitomo Mitsui Trust Bank (u.s.a.) Limited here says only what the filing says, and implies nothing about either firm's service.