Firms by custodian
Registered investment advisers that custody at Citibank, NA
4 SEC-registered advisers report Citibank, NA as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
4 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Ares ManagementCRD 130074 | Los Angeles, CA | $458.82B | 1,550 | 702 |
| Aegon Asset Management Uk PLCCRD 289505 | Edinburgh | $52.63B | 87 | 52 |
| Principal Asset Management Company (asia) LimitedCRD 322390 | Wanchai | $14.38B | 30 | 35 |
| Eagle Point Credit ManagementCRD 166370 | Greenwich, CT | $13.24B | 34 | 91 |
Ares ManagementCRD 130074$458.82B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 1,550
- Clients
- 702
Aegon Asset Management Uk PLCCRD 289505$52.63B
- Headquarters
- Edinburgh
- Advisory staff
- 87
- Clients
- 52
Principal Asset Management Company (asia) LimitedCRD 322390$14.38B
- Headquarters
- Wanchai
- Advisory staff
- 30
- Clients
- 35
Eagle Point Credit ManagementCRD 166370$13.24B
- Headquarters
- Greenwich, CT
- Advisory staff
- 34
- Clients
- 91
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Citibank, NA here says only what the filing says, and implies nothing about either firm's service.