Firms by custodian
Registered investment advisers that custody at Brown Brothers Harriman &
18 SEC-registered advisers report Brown Brothers Harriman & as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
18 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Massachusetts Financial ServicesCRD 110045 | Boston, MA | $514.05B | 327 | 355 |
| FiamCRD 133196 | Smithfield, RI | $347.73B | 139 | 596 |
| Voya Investment ManagementCRD 106494 | New York, NY | $274.95B | 317 | 566 |
| Guggenheim Partners Investment ManagementCRD 137432 | New York, NY | $240.66B | 166 | 440 |
| RBC Global Asset Management (uk) LimitedCRD 168551 | London | $178.01B | 123 | 295 |
| GC AdvisorsCRD 148687 | Chicago, IL | $177.85B | 274 | 144 |
| Lazard Asset ManagementCRD 122836 | New York, NY | $120.52B | 240 | 5,110 |
| Nippon Life Global Investors AmericasCRD 156244 | New York, NY | $82.99B | 71 | 146 |
| Goldman Sachs Asset ManagementCRD 283221 | Minato-Ku, Tokyo | $71.83B | 86 | 264 |
| Brown Brothers Harriman Credit PartnersCRD 338189 | New York, NY | $57.43B | 29 | 64 |
| Russell Investments CapitalCRD 37550 | Seattle, WA | $35.03B | 126 | 105 |
| Colchester Global InvestorsCRD 110985 | London | $26.96B | 5 | 78 |
| FMR Investment Management (uk) LimitedCRD 108273 | London | $25.82B | 79 | 42 |
| Waterfall Asset ManagementCRD 137746 | New York, NY | $22.04B | 55 | 64 |
| Wellington Management Japan Pte.CRD 165192 | Tokyo | $17.75B | 9 | 49 |
| Fiera CapitalCRD 113638 | New York, NY | $17.28B | 37 | 4,643 |
| Trinity Street Asset ManagementCRD 152728 | London | $10.58B | 9 | 22 |
| Kopernik Global InvestorsCRD 168625 | Tampa, FL | $10.18B | 22 | 13 |
Massachusetts Financial ServicesCRD 110045$514.05B
- Headquarters
- Boston, MA
- Advisory staff
- 327
- Clients
- 355
FiamCRD 133196$347.73B
- Headquarters
- Smithfield, RI
- Advisory staff
- 139
- Clients
- 596
Voya Investment ManagementCRD 106494$274.95B
- Headquarters
- New York, NY
- Advisory staff
- 317
- Clients
- 566
Guggenheim Partners Investment ManagementCRD 137432$240.66B
- Headquarters
- New York, NY
- Advisory staff
- 166
- Clients
- 440
RBC Global Asset Management (uk) LimitedCRD 168551$178.01B
- Headquarters
- London
- Advisory staff
- 123
- Clients
- 295
GC AdvisorsCRD 148687$177.85B
- Headquarters
- Chicago, IL
- Advisory staff
- 274
- Clients
- 144
Lazard Asset ManagementCRD 122836$120.52B
- Headquarters
- New York, NY
- Advisory staff
- 240
- Clients
- 5,110
Nippon Life Global Investors AmericasCRD 156244$82.99B
- Headquarters
- New York, NY
- Advisory staff
- 71
- Clients
- 146
Goldman Sachs Asset ManagementCRD 283221$71.83B
- Headquarters
- Minato-Ku, Tokyo
- Advisory staff
- 86
- Clients
- 264
Brown Brothers Harriman Credit PartnersCRD 338189$57.43B
- Headquarters
- New York, NY
- Advisory staff
- 29
- Clients
- 64
Russell Investments CapitalCRD 37550$35.03B
- Headquarters
- Seattle, WA
- Advisory staff
- 126
- Clients
- 105
Colchester Global InvestorsCRD 110985$26.96B
- Headquarters
- London
- Advisory staff
- 5
- Clients
- 78
FMR Investment Management (uk) LimitedCRD 108273$25.82B
- Headquarters
- London
- Advisory staff
- 79
- Clients
- 42
Waterfall Asset ManagementCRD 137746$22.04B
- Headquarters
- New York, NY
- Advisory staff
- 55
- Clients
- 64
Wellington Management Japan Pte.CRD 165192$17.75B
- Headquarters
- Tokyo
- Advisory staff
- 9
- Clients
- 49
Fiera CapitalCRD 113638$17.28B
- Headquarters
- New York, NY
- Advisory staff
- 37
- Clients
- 4,643
Trinity Street Asset ManagementCRD 152728$10.58B
- Headquarters
- London
- Advisory staff
- 9
- Clients
- 22
Kopernik Global InvestorsCRD 168625$10.18B
- Headquarters
- Tampa, FL
- Advisory staff
- 22
- Clients
- 13
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Brown Brothers Harriman & here says only what the filing says, and implies nothing about either firm's service.