Clients
Wellington Management Japan Pte. serves 49 clients, 15 of them pension and profit-sharing plans. The average client has about $362 million with the firm.
- Banking or thrift institutions12 clients58%
- Pooled investment vehicles7 clients11%
- Pension and profit-sharing plans15 clients3%
- Other investment advisers2 clients5%
- Sovereign wealth funds and foreign official institutions13 clients22%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 12 | $10,307,054,914 | 58.1% | $858.9M |
| Pooled investment vehicles | 7 | $2,004,445,546 | 11.3% | $286.3M |
| Pension and profit-sharing plans | 15 | $559,693,102 | 3.2% | $37.3M |
| Other investment advisers | 2 | $910,162,549 | 5.1% | $455.1M |
| Sovereign wealth funds and foreign official institutions | 13 | $3,965,507,029 | 22.3% | $305.0M |
| Total | 49 | $17,746,863,140 | 100% | $362.2M |
- Clients
- 12
- Regulatory AUM
- $10,307,054,914
- Share
- 58.1%
- Avg. per client
- $858.9M
- Clients
- 7
- Regulatory AUM
- $2,004,445,546
- Share
- 11.3%
- Avg. per client
- $286.3M
- Clients
- 15
- Regulatory AUM
- $559,693,102
- Share
- 3.2%
- Avg. per client
- $37.3M
- Clients
- 2
- Regulatory AUM
- $910,162,549
- Share
- 5.1%
- Avg. per client
- $455.1M
- Clients
- 13
- Regulatory AUM
- $3,965,507,029
- Share
- 22.3%
- Avg. per client
- $305.0M
Total
- Clients
- 49
- Regulatory AUM
- $17,746,863,140
- Share
- 100%
- Avg. per client
- $362.2M
What it does
Wellington Management Japan Pte. provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, fixed fees and performance-based fees.
Wellington Management Japan Pte. advises no private funds.
95.9% of assets ($17.02B across 48 accounts) are managed with discretion; $725.0M across 1 account is not. 96% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks32%
- Funds2%
- Bonds60%
- Investment grade corporate bonds49%
- High-yield corporate bonds11%
- Cash5%
- Other1%
- Derivatives1%
Custodians
Wellington Management Japan Pte.’s client accounts are held mainly at Brown Brothers Harriman &, with 58% of managed assets, and The Master Trust Bank of Japan, with 11%. Wellington Management Japan Pte. has custody of client assets.
- Brown Brothers Harriman &Brown Brothers Harriman & Co. · Boston, MA · $10.31B58%
- The Master Trust Bank of JapanThe Master Trust Bank of Japan, LTD. · Tokyo · $1.95B11%
- Japan Trustee Services BankJapan Trustee Services Bank, LTD. · Tokyo · $1.83B10%
- All other custodians$3.66B21%
Ownership and leadership
Wellington Management Global Holdings, LTD. owns 75% or more of Wellington Management Japan Pte..
- Owns 75% or more of Wellington Management Japan Pte. LTD.
Wellington Management Global Holdings, LTD.
Control person · since September 1998
- Owns 75% or more of Wellington Management Global Holdings, LTD.
Wellington Investment Advisors Holdings LLP
Control person · since January 2015
- Owns 75% or more of Wellington Investment Advisors Holdings LLP
Wellington Group Holdings LLP
Control person · since May 2014
- Owns 75% or more of Wellington Group Holdings LLP
Wellington Management Group LLP
Control person · since May 2014
Leadership
- Kar on Karen AuChief Compliance Officer
- Elizabeth ChisholmDirector
- David EikenberryDirector
- Scott LopezDirector
- Janet PerumalDirector
Staff
- 65 employees
- 9 in advisory functions
- 1 soliciting firm
Fees
Wellington Management Japan Pte. is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Wellington Management Japan Pte.’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Wellington Management Japan Pte. has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Wellington Management Japan Pte. LTD.
- Headquarters
- Palace Building 7f, 1-1-1 Marunouchi, Chiyoda-Ku, Tokyo, Japan 100-0005
- Phone
- 81355330011
- Website
- www.wellington.com
- SEC file
- 801-77317
- Structure
- other (specify) organized in Singapore
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Wellington Management Japan Pte. have?
Wellington Management Japan Pte. has 49 clients and manages $17.7 billion for them, as of March 2026. They include 15 pension and profit-sharing plans, 13 sovereign wealth funds and foreign official institutions and 12 banking or thrift institutions.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Wellington Management Japan Pte. offer?
Wellington Management Japan Pte. provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wellington Management Japan Pte. use?
Wellington Management Japan Pte.’s separately managed account assets are held at Brown Brothers Harriman & Co. (Boston, MA), with $10,307,054,914, The Master Trust Bank of Japan, LTD. (Tokyo), with $1,947,918,908 and Japan Trustee Services Bank, LTD. (Tokyo), with $1,828,178,967. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Wellington Management Japan Pte. have?
Wellington Management Japan Pte. has 0 investment adviser representatives registered with state securities authorities, out of 65 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wellington Management Japan Pte. invest in?
At the end of its last fiscal year, Wellington Management Japan Pte.’s separately managed accounts held 49% investment grade corporate bonds, 32% exchange-traded equities, 11% high-yield corporate bonds, 5% cash and equivalents, 2% pooled vehicles (private funds and similar) and 1% derivatives. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wellington Management Japan Pte.?
Wellington Management Japan Pte. is owned through a chain of holding companies by Wellington Management Group LLP. Its direct owner is Wellington Management Global Holdings, LTD. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Wellington Management Japan Pte. get paid?
Wellington Management Japan Pte. is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file