Clients
Russell Investments Capital serves 105 clients, 53 of them pooled investment vehicles. The average client has about $334 million with the firm.
- Pooled investment vehicles53 clients63%
- Pension and profit-sharing plans37 clients36%
- OtherInsurance companies, Other1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 53 | $21,955,474,213 | 62.7% | $414.3M |
| Pension and profit-sharing plans | 37 | $12,697,235,624 | 36.2% | $343.2M |
| Charitable organizations | 3 | $0 | 0.0% | $0 |
| State or municipal government entities | 5 | $0 | 0.0% | $0 |
| Other investment advisers | 1 | $0 | 0.0% | $0 |
| Insurance companies | 1 | $220,443,211 | 0.6% | $220.4M |
| Corporations and other businesses | 1 | $0 | 0.0% | $0 |
| Other | 4 | $156,027,555 | 0.4% | $39.0M |
| Total | 105 | $35,029,180,603 | 100% | $333.6M |
- Clients
- 53
- Regulatory AUM
- $21,955,474,213
- Share
- 62.7%
- Avg. per client
- $414.3M
- Clients
- 37
- Regulatory AUM
- $12,697,235,624
- Share
- 36.2%
- Avg. per client
- $343.2M
- Clients
- 3
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 5
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 1
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 1
- Regulatory AUM
- $220,443,211
- Share
- 0.6%
- Avg. per client
- $220.4M
- Clients
- 1
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 4
- Regulatory AUM
- $156,027,555
- Share
- 0.4%
- Avg. per client
- $39.0M
Total
- Clients
- 105
- Regulatory AUM
- $35,029,180,603
- Share
- 100%
- Avg. per client
- $333.6M
What it does
Russell Investments Capital provides portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers. It is paid through a percentage of assets, fixed fees, performance-based fees and other arrangements.
Russell Investments Capital advises 43 private funds.
100.0% of assets ($35.03B across 116 accounts) are managed with discretion. 18% of clients are outside the U.S., and 40 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks64%
- Funds7%
- Pooled vehicles6%
- Registered funds1%
- Bonds16%
- Investment grade corporate bonds10%
- U.S. government and agency bonds6%
- Cash4%
- Other9%
- Derivatives9%
Custodians
Russell Investments Capital’s client accounts are held mainly at State Street Bank and Trust, with 14% of managed assets, and Brown Brothers Harriman &, with 13%. Russell Investments Capital has custody of $1.17B for 3 clients.
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $5.00B14%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $3.33B9%
- Brown Brothers Harriman &Brown Brothers Harriman & Co. · New York, NY · $4.72B13%
- All other custodians$21.98B63%
Ownership and leadership
Russell Investments US Institutional Holdco, Inc. owns 75% or more of Russell Investments Capital.
- Owns 75% or more of Russell Investments Capital, LLC
Russell Investments US Institutional Holdco, Inc.
Control person · since June 2016
- Owns 75% or more of Russell Investments US Institutional Holdco, Inc.
Emerald Acquisition Limited
Control person · since June 2016
- Owns 75% or more of Emerald Acquisition Limited
Russell Investments Cayman Midco, LTD
Control person · since June 2016
- Owns 75% or more of Russell Investments Cayman Midco, LTD
Russell Investments Group, LTD.
Control person · since September 2016
- Owns 25% to 50% of Russell Investments Group, LTD.
Ta Xii-A Eu Aiv, L.P.
Control person · since September 2016
Leadership
- Herschel LeverettDirector; President
- Scott BowenChief Financial Officer
- Amy Elizabeth CurranChief Compliance Officer
- Katherine Anne El-HillowDirector
- Mark David PaltrowitzChief Risk Officer
- Lisa SchneiderDirector
- Howard Brian SurloffChief Legal Officer
Staff
- 580 employees
- 126 in advisory functions
- 80 state-registered reps
- 206 broker-dealer reps
Fees
Russell Investments Capital is paid through a percentage of assets under management, fixed fees (other than subscription fees), performance-based fees and other.
Russell Investments Capital’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Russell Investments Capital has 1 office, with 2 listed addresses across 2 states.
New York · 1 listed address
- 575 Fifth Avenue, New York
Washington · 1 listed address
- 401 Union Street, 18th Floor, SeattleHQ
Other business names
Russell Investments Capital has reported 1 other business name to the SEC.
- Russell Investments
Registration details
- Legal name
- Russell Investments Capital, LLC
- Headquarters
- 401 Union Street, 18th Floor, Seattle, WA 98101
- Phone
- 206-505-7877
- Website
- russellinvestments.com
- SEC file
- 801-56576
- Structure
- Washington LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Russell Investments Capital have?
Russell Investments Capital has 105 clients and manages $35 billion for them, as of March 2026. They include 53 pooled investment vehicles, 37 pension and profit-sharing plans and 5 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Russell Investments Capital offer?
Russell Investments Capital provides portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Russell Investments Capital use?
Russell Investments Capital’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $5,002,285,013, Brown Brothers Harriman & Co. (New York, NY), with $4,721,363,071 and The Northern Trust Company (Chicago, IL), with $3,325,541,190. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Russell Investments Capital have?
Russell Investments Capital has 80 investment adviser representatives registered with state securities authorities, out of 580 employees, and 126 perform investment advisory functions. 206 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Russell Investments Capital invest in?
At the end of its last fiscal year, Russell Investments Capital’s separately managed accounts held 64% exchange-traded equities, 10% investment grade corporate bonds, 9% derivatives, 6% U.S. government and agency bonds, 6% pooled vehicles (private funds and similar), 4% cash and equivalents and 1% registered funds (mutual funds, ETFs, BDCs). It advises 43 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Russell Investments Capital?
Russell Investments Capital is owned through a chain of holding companies by Ta Xii-A Eu Aiv, L.P. Its direct owner is Russell Investments US Institutional Holdco, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Russell Investments Capital get paid?
Russell Investments Capital is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file