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Voya Investment Management

SEC-registered adviser since 1973New York, NYCRD 106494

566
Clients
317
Advisory staff

From Form ADV filed 29 September 2026 · data retrieved 15 October 2026SEC record

Voya Investment Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 1973. Its clients include other investment advisers, investment companies, and corporations and other businesses.

Its services include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, and publishing newsletters. Fee arrangements include a percentage of assets under management and performance-based fees. Voya Investment Management LLC owns 75% or more of Voya Investment Management, and Matthew Toms is its CEO.

Clients

Voya Investment Management serves 566 clients, 197 of them corporations and other businesses. The average client has about $486 million with the firm.

Regulatory assets by client type
  • Investment companies166 clients25%
  • State or municipal government entities52 clients6%
  • Other investment advisers35 clients35%
  • Insurance companies56 clients13%
  • Corporations and other businesses197 clients18%
  • OtherIndividuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, Other3%
Show client breakdown
Individuals (other than HNW)
Clients
40
Regulatory AUM
$1,515,452,550
Share
0.6%
Avg. per client
$37.9M
Investment companies
Clients
166
Regulatory AUM
$67,415,159,568
Share
24.5%
Avg. per client
$406.1M
Pooled investment vehicles
Clients
2
Regulatory AUM
$2,255,900,505
Share
0.8%
Avg. per client
$1.13B
Pension and profit-sharing plans
Clients
9
Regulatory AUM
$2,763,517,767
Share
1.0%
Avg. per client
$307.1M
Charitable organizations
Clients
6
Regulatory AUM
$244,795,895
Share
0.1%
Avg. per client
$40.8M
State or municipal government entities
Clients
52
Regulatory AUM
$17,333,692,501
Share
6.3%
Avg. per client
$333.3M
Other investment advisers
Clients
35
Regulatory AUM
$95,602,536,605
Share
34.8%
Avg. per client
$2.73B
Insurance companies
Clients
56
Regulatory AUM
$36,975,991,492
Share
13.4%
Avg. per client
$660.3M
Corporations and other businesses
Clients
197
Regulatory AUM
$48,935,645,978
Share
17.8%
Avg. per client
$248.4M
Other
Clients
3
Regulatory AUM
$1,905,918,170
Share
0.7%
Avg. per client
$635.3M

Total

Clients
566
Regulatory AUM
$274,948,611,031
Share
100%
Avg. per client
$485.8M

What it does

Voya Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and publishing newsletters. It is paid through a percentage of assets and performance-based fees.

Voya Investment Management provided financial planning to 0 clients last fiscal year and advises no private funds.

100.0% of assets ($274.95B across 519 accounts) are managed with discretion. $2.12B sits in a wrap fee program the firm both sponsors and manages. 1% of clients are outside the U.S., and 8 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks27%
  • Bonds43%
    • Investment grade corporate bonds35%
    • U.S. government and agency bonds5%
    • High-yield corporate bonds2%
    • Sovereign bonds1%
  • Cash6%
  • Other24%
    • Other includes primarily agency mortgages, asset-backed securities, commercial mortgage-backed securities, residential mortgage-backed securities,payables/receivables and commercial real estate loans.20%
    • Derivatives4%

Custodians

Voya Investment Management’s client accounts are held mainly at The Bank of New York Mellon, with 10% of managed assets, and State Street Global Markets, with 4%. Voya Investment Management has custody of client assets.

Managed account assets by custodian
  • The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $27.84B10%
  • State Street Global MarketsState Street Global Markets, LLC · Boston, MA · $10.60B4%
  • Brown Brothers Harriman &Brown Brothers Harriman & Co. · New York, NY · $7.04B3%
  • All other custodians$229.47B83%

Ownership and leadership

Voya Investment Management LLC owns 75% or more of Voya Investment Management, and Matthew Toms is its CEO.

Who owns the firm
Voya Investment Management Co. LLC· the adviser
  • Voya Investment Management LLC

    Control person · since March 2003

    Owns 75% or more of Voya Investment Management Co. LLC

Leadership

  • Matthew Toms
    Chief Executive Officer & Senior Managing Director
  • Markus Wolff
    Chief Financial Officer & Managing Director
  • Michael Peters
    Chief Operating Officer & Senior Managing Director
  • Micheline Faver
    Chief Compliance Officer & Managing Director
  • Huey Falgout
    Head of Im Legal & Managing Director
  • Tiffani Potesta
    Head of Distribution & Senior Managing Director
  • Amir Sahibzada
    Chief Risk Officer & Managing Director

Staff

  • 859 employees
  • 317 in advisory functions
  • 79 state-registered reps
  • 189 broker-dealer reps
  • 2 insurance agents

Fees

Voya Investment Management is paid through a percentage of assets under management and performance-based fees.

Voya Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Voya Investment Management has 7 offices, with 8 listed addresses across 6 states.

Listed office addresses by state

New York · 1 listed address

  • 200 Park Avenue, New YorkHQ

Other business names

Voya Investment Management has reported 3 other business names to the SEC.

  • Voya Investment Management
  • Voya Investment Management Americas
  • Voya U. S. Investment Management

Registration details

Legal name
Voya Investment Management Co. LLC
Headquarters
200 Park Avenue, New York, NY 10166
Website
Not reported
SEC file
801-9046
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Voya Investment Management have?

Voya Investment Management has 566 clients and manages $274.9 billion for them, as of September 2026. They include 197 corporations and other businesses, 166 investment companies and 56 insurance companies.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026

What services does Voya Investment Management offer?

Voya Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and publishing newsletters.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Voya Investment Management use?

Voya Investment Management’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $27,840,803,032, State Street Global Markets, LLC (Boston, MA), with $10,604,817,258 and Brown Brothers Harriman & Co. (New York, NY), with $7,036,131,737. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026

How many financial advisors does Voya Investment Management have?

Voya Investment Management has 79 investment adviser representatives registered with state securities authorities, out of 859 employees, and 317 perform investment advisory functions. 189 are registered representatives of a broker-dealer and 2 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Voya Investment Management invest in?

At the end of its last fiscal year, Voya Investment Management’s separately managed accounts held 35% investment grade corporate bonds, 27% exchange-traded equities, 20% other includes primarily agency mortgages, asset-backed securities, commercial mortgage-backed securities, residential mortgage-backed securities,payables/receivables and commercial real estate loans., 6% cash and equivalents, 5% U.S. government and agency bonds, 4% derivatives, 2% high-yield corporate bonds and 1% sovereign bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Voya Investment Management?

Voya Investment Management is owned through a chain of holding companies by Voya Financial, Inc. Its direct owner is Voya Investment Management LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026

How does Voya Investment Management get paid?

Voya Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 106494.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Voya Investment Management Co. LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.