Role at Voya Investment Management
- Title on Schedule A
- Head of Distribution & Senior Managing Director
- Control
- Tiffani Potesta is a control person of Voya Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Tiffani Potesta has held the filed role since July 2024.
The firm
Form ADV filed 29 September 2026
Career on record
- Passed SIE · 2018
- Allianz Global Investors Managed Accounts LLC– · under a yearStamford, CT · Adviser representative · Firm CRD 108057
- Pa Managed Accounts LLC– · 2 yearsStamford, CT · Adviser representative · Firm CRD 108057
- Passed Series 65 · 2001
- Passed Series 24 · 2000
- Passed Series 7 and Series 63 · 1999
Registrations and exams
Broker registration; no current adviser registration. Tiffani Potesta has passed 5 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 1999 |
| Series 24 | General Securities Principal Examination | 27 September 2000 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 14 October 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Tiffani Anne Potesta
- CRD
- 4042592
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Tiffani Potesta work?
Tiffani Potesta has been Head of Distribution & Senior Managing Director of Voya Investment Management Co. LLC since July 2024, and is a control person of the firm.
Does Tiffani Potesta have a current investment-adviser registration?
Tiffani Potesta has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Tiffani Potesta passed?
Tiffani Potesta has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and SIE. The earliest, the Series 7, was passed in October 1999.
Where was Tiffani Potesta previously registered as an investment adviser?
Tiffani Potesta has past investment-adviser registrations through Allianz Global Investors Managed Accounts LLC, March 2007 to August 2007; Pa Managed Accounts LLC, February 2003 to September 2004, across 1 firm.
Leadership at Voya Investment Management
- Matthew TomsChief Executive Officer & Senior Managing Director
- Markus WolffChief Financial Officer & Managing Director
- Michael PetersChief Operating Officer & Senior Managing Director
- Micheline FaverChief Compliance Officer & Managing Director
- Huey FalgoutHead of Im Legal & Managing Director
- Amir SahibzadaChief Risk Officer & Managing Director