{"url":"https://nivawealth.com/firms/voya-investment-management-106494","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106494","regulatoryAum":274948611031,"crd":"106494","secFileNumber":"801-9046","legalName":"Voya Investment Management Co. LLC","displayName":"Voya Investment Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10166"},"tradeNames":["Voya Investment Management","Voya Investment Management Americas","Voya U. S. Investment Management"],"registration":{"secApproved":"7 January 1973","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":859,"advisory":317,"brokerDealerReps":189,"insuranceAgents":2,"promoters":0},"aum":{"discretionary":274948611031,"discretionaryAccounts":519,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":2123712028,"nonUsClientsPct":1,"nonAumClients":8},"clientTypes":[{"label":"Individuals (other than HNW)","clients":40,"regulatoryAum":1515452550},{"label":"Investment companies","clients":166,"regulatoryAum":67415159568},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":2255900505},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":2763517767},{"label":"Charitable organizations","clients":6,"regulatoryAum":244795895},{"label":"State or municipal government entities","clients":52,"regulatoryAum":17333692501},{"label":"Other investment advisers","clients":35,"regulatoryAum":95602536605},{"label":"Insurance companies","clients":56,"regulatoryAum":36975991492},{"label":"Corporations and other businesses","clients":197,"regulatoryAum":48935645978},{"label":"Other","clients":3,"regulatoryAum":1905918170}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":27840803032},{"name":"State Street Global Markets, LLC","shortName":"State Street Global Markets","location":"Boston, MA","smaAssets":10604817258},{"name":"Brown Brothers Harriman & Co.","shortName":"Brown Brothers Harriman &","location":"New York, NY","smaAssets":7036131737}],"custodyNote":"Voya Investment Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Toms","title":"Chief Executive Officer & Senior Managing Director","crd":"5314576"},{"name":"Markus Wolff","title":"Chief Financial Officer & Managing Director","crd":"7691419"},{"name":"Michael Peters","title":"Chief Operating Officer & Senior Managing Director","crd":"6032203"},{"name":"Micheline Faver","title":"Chief Compliance Officer & Managing Director","crd":"4573951"},{"name":"Huey Falgout","title":"Head of Im Legal & Managing Director","crd":"2244652"},{"name":"Tiffani Potesta","title":"Head of Distribution & Senior Managing Director","crd":"4042592"},{"name":"Amir Sahibzada","title":"Chief Risk Officer & Managing Director","crd":"4931047"}],"ownership":[{"label":"Voya Investment Management LLC","detail":"Sole member in the 75% or more ownership band and a control person, since March 2003."},{"label":"Voya Holdings Inc.","detail":"Indirect owner: a shareholder of Vim Holdings LLC in the 75% or more band and a control person, since January 2001.","parent":"Vim Holdings LLC"},{"label":"Voya Financial, Inc.","detail":"Indirect owner: a shareholder of Voya Holdings Inc. in the 75% or more band and a control person, since January 2004.","parent":"Voya Holdings Inc."},{"label":"Vim Holdings LLC","detail":"Indirect owner: a shareholder of Voya Investment Management LLC in the 75% or more band and a control person, since July 2022.","parent":"Voya Investment Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"7337 E. Doubletree Ranch Road","city":"Scottsdale"}]},{"state":"California","offices":2,"addresses":[{"street":"555 Mission Street, Suite 1700","city":"San Francisco"},{"street":"600 West Broadway, 29th Floor","city":"San Diego"}]},{"state":"Connecticut","offices":2,"addresses":[{"street":"One Orange Way","city":"Windsor"},{"street":"55 Greens Farm Road","city":"Westport"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"5780 Powers Ferry Road, NW","city":"Atlanta"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Park Avenue","city":"New York","headquarters":true}]},{"state":"Oregon","offices":1,"addresses":[{"street":"1211 SW Fifth Avenue","city":"Portland"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-309-8200","stateRegisteredReps":79,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":35},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":4},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":20,"detail":"Other Includes Primarily Agency Mortgages, Asset-Backed Securities, Commercial Mortgage-Backed Securities, Residential Mortgage-Backed Securities,payables/Receivables and Commercial Real Estate Loans."}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106494/PDF/106494.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Voya Investment Management have?","answer":"Voya Investment Management has 566 clients and manages $274.9 billion for them, as of September 2026. They include 197 corporations and other businesses, 166 investment companies and 56 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Voya Investment Management offer?","answer":"Voya Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Voya Investment Management use?","answer":"Voya Investment Management’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $27,840,803,032, State Street Global Markets, LLC (Boston, MA), with $10,604,817,258 and Brown Brothers Harriman & Co. (New York, NY), with $7,036,131,737. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Voya Investment Management have?","answer":"Voya Investment Management has 79 investment adviser representatives registered with state securities authorities, out of 859 employees, and 317 perform investment advisory functions. 189 are registered representatives of a broker-dealer and 2 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Voya Investment Management invest in?","answer":"At the end of its last fiscal year, Voya Investment Management’s separately managed accounts held 35% investment grade corporate bonds, 27% exchange-traded equities, 20% other includes primarily agency mortgages, asset-backed securities, commercial mortgage-backed securities, residential mortgage-backed securities,payables/receivables and commercial real estate loans., 6% cash and equivalents, 5% U.S. government and agency bonds, 4% derivatives, 2% high-yield corporate bonds and 1% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Voya Investment Management?","answer":"Voya Investment Management is owned through a chain of holding companies by Voya Financial, Inc. Its direct owner is Voya Investment Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Voya Investment Management get paid?","answer":"Voya Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}