Firms by custodian
Registered investment advisers that custody at BNY Mellon, N.A.
4 SEC-registered advisers report BNY Mellon, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
4 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| CliffwaterCRD 132167 | Marina Del Rey, CA | $48.51B | 105 | 54 |
| Tiedemann AdvisorsCRD 147189 | New York, NY | $31.01B | 64 | 461 |
| Edgewood ManagementCRD 106647 | Greenwich, CT | $21.52B | 13 | 1,070 |
| Champlain Investment PartnersCRD 132474 | Burlington, VT | $10.18B | 12 | 84 |
CliffwaterCRD 132167$48.51B
- Headquarters
- Marina Del Rey, CA
- Advisory staff
- 105
- Clients
- 54
Tiedemann AdvisorsCRD 147189$31.01B
- Headquarters
- New York, NY
- Advisory staff
- 64
- Clients
- 461
Edgewood ManagementCRD 106647$21.52B
- Headquarters
- Greenwich, CT
- Advisory staff
- 13
- Clients
- 1,070
Champlain Investment PartnersCRD 132474$10.18B
- Headquarters
- Burlington, VT
- Advisory staff
- 12
- Clients
- 84
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNY Mellon, N.A. here says only what the filing says, and implies nothing about either firm's service.