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Edgewood Management

SEC-registered adviser since 1974Greenwich, CTCRD 106647

$21.5B
AUM
1,070
Clients
See fees
Fee
13
Advisory staff

From Form ADV filed 30 July 2026 · data retrieved 15 October 2026SEC record

Edgewood Management is an investment adviser headquartered in Greenwich, Connecticut, and registered with the SEC since 1974. Its clients include investment companies, other individuals and pooled investment vehicles. High-net-worth individuals account for 7% of its regulatory assets under management.

Its services include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Edgewood Management Company I, Inc. owns 75% or more of Edgewood Management.

Clients

Edgewood Management serves 1,070 clients, 226 of them high-net-worth individuals. The average client has about $20 million with the firm, and high-net-worth clients hold 7% of its $21.5 billion in assets.

Regulatory assets by client type
  • Individuals616 clients17%
  • High-net-worth individuals226 clients7%
  • Investment companies1 clients42%
  • Pooled investment vehicles8 clients14%
  • Pension and profit-sharing plans13 clients3%
  • OtherCharitable organizations, Corporations and other businesses, State or municipal government entities17%
Show client breakdown
Individuals (other than HNW)
Clients
616
Regulatory AUM
$3,664,576,721
Share
17.0%
Avg. per client
$5.95M
High-net-worth individuals
Clients
226
Regulatory AUM
$1,458,344,531
Share
6.8%
Avg. per client
$6.45M
Investment companies
Clients
1
Regulatory AUM
$9,031,119,727
Share
42.0%
Avg. per client
$9.03B
Pooled investment vehicles
Clients
8
Regulatory AUM
$3,113,680,186
Share
14.5%
Avg. per client
$389.2M
Pension and profit-sharing plans
Clients
13
Regulatory AUM
$597,632,559
Share
2.8%
Avg. per client
$46.0M
Charitable organizations
Clients
68
Regulatory AUM
$1,472,210,813
Share
6.8%
Avg. per client
$21.7M
State or municipal government entities
Clients
7
Regulatory AUM
$413,793,290
Share
1.9%
Avg. per client
$59.1M
Corporations and other businesses
Clients
131
Regulatory AUM
$1,765,235,052
Share
8.2%
Avg. per client
$13.5M

Total

Clients
1,070
Regulatory AUM
$21,516,592,879
Share
100%
Avg. per client
$20.1M

What it does

Edgewood Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

Edgewood Management advises no private funds.

100.0% of assets ($21.52B across 1,070 accounts) are managed with discretion. $92.8M sits in a wrap fee program the firm both sponsors and manages. 4% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

The filed percentages total 104%. The values below are shown as filed.

Exchange-traded equity securities
97%
U.S. government/agency bonds
1%
U.S. state and local bonds
1%
Derivatives
1%
Securities issued by registered investment companies or business development companies
1%
Securities issued by pooled investment vehicles (other than registered investment companies)
1%
Cash and cash equivalents
2%

Custodians

Edgewood Management’s client accounts are held mainly at BNY Mellon, N.A., with 14% of managed assets, and J.P. Morgan, with 11%. Edgewood Management has custody of $84.7M for 10 clients.

Managed account assets by custodian
  • BNY Mellon, N.A.BNY Mellon, N.A. · Jersey City, NJ · $3.04B14%
  • J.P. MorganJP Morgan Chase Bank NA · New York, NY · $2.47B11%
  • All other custodians$16.00B74%

Ownership and leadership

Edgewood Management Company I, Inc. owns 75% or more of Edgewood Management.

Who owns the firm
Edgewood Management LLC· the adviser

  • Edgewood Management Company I, Inc.

    Control person · since January 2006

    Owns 75% or more of Edgewood Management LLC

  • Peter Jennison

    Control person · since January 2006

    Owns 5% to 10% of Edgewood Management LLC

Leadership

  • Alan Breed
    Co-President & Managing Member of Board of Managers
  • Lawrence Creel
    Co-President, Member of Board of Managers
  • Fausto Rotundo
    Chief Financial Officer, Member of Board of Managers, Chief Operating Officer
  • Julianne Mulhall
    Chief Compliance Officer, Member of Board of Managers
  • James Carrier
    Board of Managers
  • Scott Edwardson
    Board of Managers
  • Olivia Fleming
    Chief Legal Officer, Secretary, Member of Board of Managers
  • Peter Jennison
    Member
  • Kevin Seth
    Board of Managers
  • Nicholas Stephens
    Board of Managers

Staff

  • 41 employees
  • 13 in advisory functions
  • 1 state-registered rep
  • 1 soliciting firm

Reported holdings

Edgewood Management’s reported 13F holdings total $9.69B across 90 positions, and the ten largest make up 63.4% of it.

$9.69B
Reported 13F value
90
Positions
63.4%
In the 10 largest
−37.4%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nvidia Corporation9.5%
  2. ASML Hldg NV · N Y Registry Shs8.9%
  3. Broadcom Inc.7.6%
  4. Axon Enterprise Inc.6.5%
  5. Amphenol Corp. · CL A5.7%
  6. Synopsys Inc.5.7%
  7. Visa Inc. · Com CL A5.6%
  8. Shopify Inc. · CL A Sub Vtg Shs4.8%
  9. Eli Lilly & CO4.8%
  10. Netflix Inc..4.3%

Together, the ten largest are 63.4% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 13 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $9.69B is not its $21.52B in regulatory assets and does not represent any individual client's portfolio.

Fees

Edgewood Management is paid through a percentage of assets under management and performance-based fees.

Edgewood Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Edgewood Management has 1 office, with 2 listed addresses across 2 states.

Listed office addresses by state

Connecticut · 1 listed address

  • 600 Steamboat Road, Suite 103, GreenwichHQ

Registration details

Legal name
Edgewood Management LLC
Headquarters
600 Steamboat Road, Suite 103, Greenwich, CT 06830-7181
Phone
203-769-7606
Website
www.edgewood.com
SEC file
801-9970
Structure
New York LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Edgewood Management have?

Edgewood Management has 1,070 clients and manages $21.5 billion for them, as of July 2026. They include 616 other individuals, 226 high-net-worth individuals and 131 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026

What services does Edgewood Management offer?

Edgewood Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Edgewood Management use?

Edgewood Management’s separately managed account assets are held at BNY Mellon, N.A. (Jersey City, NJ), with $3,039,858,531 and JP Morgan Chase Bank NA (New York, NY), with $2,473,133,123. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026

How many financial advisors does Edgewood Management have?

Edgewood Management has 1 investment adviser representatives registered with state securities authorities, out of 41 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Edgewood Management invest in?

At the end of its last fiscal year, Edgewood Management’s separately managed accounts held 97% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds, 1% derivatives, 1% registered funds (mutual funds, ETFs, BDCs) and 1% pooled vehicles (private funds and similar). It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Edgewood Management?

Edgewood Management is owned through a holding company by Alan Breed. Its direct owners are Peter Jennison (5% to 10%) and Edgewood Management Company I, Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026

How does Edgewood Management get paid?

Edgewood Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 30 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 106647.
  3. Form 13F-HR, filed 13 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Edgewood Management LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.