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Nicholas Stephens

Board of Managers at Edgewood Management

Investment adviser registrationGreenwich, CTSEC record checked 17 October 2026

13
Years in the industry
13
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Nicholas Stephens is Board of Managers of Edgewood Management LLC, a Greenwich investment adviser managing $21.5B. Nicholas Stephens has been registered through Edgewood Management since 15 February 2013, has 13 years in the industry across 1 firm and has passed the Series 24.

Role at Edgewood Management

Title on Schedule A
Board of Managers
Control
Nicholas Stephens is a control person of Edgewood Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Nicholas Stephens has held the filed role since January 2006.

The firm

Edgewood Management LLC
Greenwich, CT

Form ADV filed 30 July 2026

$21.5B AUM1,070 clients13 advisers2 offices

Career on record

Nicholas Stephens has been registered through Edgewood Management since February 2013.

Firms and exams, newest first
  1. Edgewood Management LLCCurrent
    – present · 14 years
    Greenwich, CT · Adviser representative · Firm CRD 106647
  2. Passed Series 24 · 1986

Registrations and exams

Nicholas Stephens has a current investment-adviser registration in Connecticut and Texas and has passed 1 qualifying exam.

Connecticut5 November 2021
Scope
Investment adviser representative
Status
Approved
Texas15 February 2013
Scope
Investment adviser representative
Status
Approved

Examinations

Series 2426 September 1986
Name
General Securities Principal Examination

Individual record

Full name
Nicholas Andrew Stephens
CRD
1574180
Firm
Edgewood Management LLC
Registration status
Investment adviser registration
Office
600 STEAMBOAT ROAD, SUITE 103, Greenwich, CT 06830-7181
Firm bio
edgewood.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Edgewood lists Nicholas Stephens as partner and retired portfolio manager. Official firm biography/team page

Common questions

Where does Nicholas Stephens work?

Nicholas Stephens has been Board of Managers of Edgewood Management LLC since January 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Is Nicholas Stephens a financial advisor?

Yes. Nicholas Stephens has a current investment-adviser registration in Connecticut and Texas, through Edgewood Management since February 2013, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Nicholas Stephens have?

Nicholas Stephens has worked in the financial industry for 13 years as of 17 October 2026, counted from 14 February 2013, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Nicholas Stephens passed?

Nicholas Stephens passed the Series 24 in September 1986.

Source: IAPD individual record, checked 17 October 2026

Where is Nicholas Stephens based?

Nicholas Stephens’ registered office is in Greenwich, CT.

Source: IAPD individual record, checked 17 October 2026

Leadership at Edgewood Management

  • Alan Breed
    Co-President & Managing Member of Board of Managers
  • Lawrence Creel
    Co-President, Member of Board of Managers
  • Fausto Rotundo
    Chief Financial Officer, Member of Board of Managers, Chief Operating Officer
  • Julianne Mulhall
    Chief Compliance Officer, Member of Board of Managers
  • James Carrier
    Board of Managers
  • Scott Edwardson
    Board of Managers
  • Olivia Fleming
    Chief Legal Officer, Secretary, Member of Board of Managers
  • Peter Jennison
    Member
  • Kevin Seth
    Board of Managers

Sources

  1. IAPD individual record, CRD 1574180. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Edgewood Management LLC, filed 30 July 2026. Title, control and ownership bands.
  3. Edgewood Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Nicholas Stephens or Edgewood Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.