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HSBC Global Asset Management (uk) Limited

SEC-registered adviser since 2010London, United KingdomCRD 154700

$260.2B
AUM
294
Clients
See fees
Fee
194
Advisory staff

From Form ADV filed 2 September 2026 · data retrieved 15 October 2026SEC record

HSBC Global Asset Management (uk) Limited is an investment adviser headquartered in London, United Kingdom, and registered with the SEC since 2010. Its clients include pooled investment vehicles, banking or thrift institutions and insurance companies.

Its services include portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. Fee arrangements include a percentage of assets under management, fixed fees and performance-based fees. HSBC Asset Management Uk Holdings Limited owns 75% or more of HSBC Global Asset Management (uk) Limited, and Daniel Rudd is its CEO.

Clients

HSBC Global Asset Management (uk) Limited serves 294 clients, 238 of them pooled investment vehicles. The average client has about $885 million with the firm.

Regulatory assets by client type
  • Banking or thrift institutions10 clients8%
  • Pooled investment vehicles238 clients83%
  • State or municipal government entities3 clients2%
  • Insurance companies27 clients6%
  • OtherPension and profit-sharing plans, Corporations and other businesses1%
Show client breakdown
Banking or thrift institutions
Clients
10
Regulatory AUM
$19,591,089,323
Share
7.5%
Avg. per client
$1.96B
Pooled investment vehicles
Clients
238
Regulatory AUM
$215,573,707,563
Share
82.8%
Avg. per client
$905.8M
Pension and profit-sharing plans
Clients
5
Regulatory AUM
$1,866,752,799
Share
0.7%
Avg. per client
$373.4M
State or municipal government entities
Clients
3
Regulatory AUM
$6,050,031,673
Share
2.3%
Avg. per client
$2.02B
Insurance companies
Clients
27
Regulatory AUM
$15,880,790,587
Share
6.1%
Avg. per client
$588.2M
Corporations and other businesses
Clients
11
Regulatory AUM
$1,257,224,660
Share
0.5%
Avg. per client
$114.3M

Total

Clients
294
Regulatory AUM
$260,219,596,605
Share
100%
Avg. per client
$885.1M

What it does

HSBC Global Asset Management (uk) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.

HSBC Global Asset Management (uk) Limited provided financial planning to 0 clients last fiscal year and advises no private funds.

100.0% of assets ($260.22B across 294 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks69%
  • Funds14%
  • Bonds9%
    • Investment grade corporate bonds8%
    • Sovereign bonds1%
  • Cash2%
  • Other6%
    • Derivatives6%

Custodians

HSBC Global Asset Management (uk) Limited has custody of client assets.

Managed account assets by custodian
  • All other custodians$260.22B100%

Ownership and leadership

HSBC Asset Management Uk Holdings Limited owns 75% or more of HSBC Global Asset Management (uk) Limited, and Daniel Rudd is its CEO.

Who owns the firm
HSBC Global Asset Management (uk) Limited· the adviser

  • HSBC Asset Management Uk Holdings Limited

    Control person · since August 2026

    Owns 75% or more of HSBC Global Asset Management (uk) Limited

Leadership

  • Daniel Rudd
    Director & Chief Executive Officer
  • Martha Fee
    Chief Operating Officer
  • Michael Milne
    Chief Compliance Officer
  • Jonathan Beater
    Company Secretary
  • Bernice Cole
    Chief Legal Officer
  • Natasha Cork
    Director
  • Jonathan Curry
    Director & Chief Investment Officer
  • Michelle Hilliman
    Director
  • Lorraine Omo
    Director
  • Matteo Pardi
    Director
  • Ujen PRADHAN
    Chief Finance Officer

Staff

  • 399 employees
  • 194 in advisory functions

Fees

HSBC Global Asset Management (uk) Limited is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

HSBC Global Asset Management (uk) Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, HSBC Global Asset Management (uk) Limited has 1 office, with 1 listed address with no US state reported.

Registration details

Legal name
HSBC Global Asset Management (uk) Limited
Headquarters
8 Canada Square, London, United Kingdom E14 5HQ
Phone
442380722582
Website
Not reported
SEC file
801-71863
Structure
corporation organized in United Kingdom
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does HSBC Global Asset Management (uk) Limited have?

HSBC Global Asset Management (uk) Limited has 294 clients and manages $260.2 billion for them, as of September 2026. They include 238 pooled investment vehicles, 27 insurance companies and 11 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026

What services does HSBC Global Asset Management (uk) Limited offer?

HSBC Global Asset Management (uk) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does HSBC Global Asset Management (uk) Limited have?

HSBC Global Asset Management (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 399 employees, and 194 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does HSBC Global Asset Management (uk) Limited invest in?

At the end of its last fiscal year, HSBC Global Asset Management (uk) Limited’s separately managed accounts held 69% exchange-traded equities, 14% pooled vehicles (private funds and similar), 8% investment grade corporate bonds, 6% derivatives, 2% cash and equivalents and 1% sovereign bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns HSBC Global Asset Management (uk) Limited?

HSBC Global Asset Management (uk) Limited is owned through a chain of holding companies by HSBC Holdings PLC. Its direct owner is HSBC Asset Management Uk Holdings Limited (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026

How does HSBC Global Asset Management (uk) Limited get paid?

HSBC Global Asset Management (uk) Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 2 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 154700.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with HSBC Global Asset Management (uk) Limited and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.