{"url":"https://nivawealth.com/firms/hsbc-global-asset-management-uk-limited-154700","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154700","regulatoryAum":260219596605,"crd":"154700","secFileNumber":"801-71863","legalName":"HSBC Global Asset Management (uk) Limited","displayName":"HSBC Global Asset Management (uk) Limited","website":null,"linkedinUrl":"https://www.linkedin.com/showcase/hsbc-asset-management/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"8  Canada Square","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"E14 5HQ"},"tradeNames":[],"registration":{"secApproved":"12 October 2010","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":399,"advisory":194,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":260219596605,"discretionaryAccounts":294,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":10,"regulatoryAum":19591089323},{"label":"Pooled investment vehicles","clients":238,"regulatoryAum":215573707563},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":1866752799},{"label":"State or municipal government entities","clients":3,"regulatoryAum":6050031673},{"label":"Insurance companies","clients":27,"regulatoryAum":15880790587},{"label":"Corporations and other businesses","clients":11,"regulatoryAum":1257224660}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"HSBC Global Asset Management (uk) Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Rudd","title":"Director & Chief Executive Officer","crd":"8141350"},{"name":"Martha Fee","title":"Chief Operating Officer","crd":"8045010"},{"name":"Michael Milne","title":"Chief Compliance Officer","crd":"8246785"},{"name":"Jonathan Beater","title":"Company Secretary","crd":"7340202"},{"name":"Bernice Cole","title":"Chief Legal Officer","crd":"7525386"},{"name":"Natasha Cork","title":"Director","crd":"5882605"},{"name":"Jonathan Curry","title":"Director & Chief Investment Officer","crd":"6751914"},{"name":"Michelle Hilliman","title":"Director","crd":"7921679"},{"name":"Lorraine Omo","title":"Director","crd":"8338507"},{"name":"Matteo Pardi","title":"Director","crd":"6181631"},{"name":"Ujen PRADHAN","title":"Chief Finance Officer","crd":"8141363"}],"ownership":[{"label":"HSBC Asset Management Uk Holdings Limited","detail":"Holding company in the 75% or more ownership band and a control person, since August 2026."},{"label":"HSBC Asset Management Holdings Limited","detail":"Indirect owner: a holding company of HSBC Asset Management Uk Holdings Limited in the 75% or more band and a control person, since March 2026.","parent":"HSBC Asset Management Uk Holdings Limited"},{"label":"HSBC Holdings PLC","detail":"Indirect owner: a holding company of HSBC Asset Management Holdings Limited in the 75% or more band and a control person, since March 2026.","parent":"HSBC Asset Management Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442380722582","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":8},{"label":"Derivatives","percent":6},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"2 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154700/PDF/154700.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HSBC Global Asset Management (uk) Limited have?","answer":"HSBC Global Asset Management (uk) Limited has 294 clients and manages $260.2 billion for them, as of September 2026. They include 238 pooled investment vehicles, 27 insurance companies and 11 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HSBC Global Asset Management (uk) Limited offer?","answer":"HSBC Global Asset Management (uk) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does HSBC Global Asset Management (uk) Limited have?","answer":"HSBC Global Asset Management (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 399 employees, and 194 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HSBC Global Asset Management (uk) Limited invest in?","answer":"At the end of its last fiscal year, HSBC Global Asset Management (uk) Limited’s separately managed accounts held 69% exchange-traded equities, 14% pooled vehicles (private funds and similar), 8% investment grade corporate bonds, 6% derivatives, 2% cash and equivalents and 1% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HSBC Global Asset Management (uk) Limited?","answer":"HSBC Global Asset Management (uk) Limited is owned through a chain of holding companies by HSBC Holdings PLC. Its direct owner is HSBC Asset Management Uk Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HSBC Global Asset Management (uk) Limited get paid?","answer":"HSBC Global Asset Management (uk) Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}