Role at HSBC Global Asset Management (uk) Limited
- Title on Schedule A
- Chief Legal Officer
- Control
- Bernice Cole is a control person of HSBC Global Asset Management (uk) Limited.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Bernice Cole has held the filed role since March 2015.
The firm
Form ADV filed 2 September 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Bernice Cole is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Bernice Cole
- CRD
- 7525386
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Bernice Cole work?
Bernice Cole has been Chief Legal Officer of HSBC Global Asset Management (uk) Limited since March 2015, and is a control person of the firm.
Leadership at HSBC Global Asset Management (uk) Limited
- Daniel RuddDirector & Chief Executive Officer
- Martha FeeChief Operating Officer
- Michael MilneChief Compliance Officer
- Jonathan BeaterCompany Secretary
- Natasha CorkDirector
- Jonathan CurryDirector & Chief Investment Officer
- Michelle HillimanDirector
- Lorraine OmoDirector
- Matteo PardiDirector
- Ujen PRADHANChief Finance Officer