Firms by custodian

Registered investment advisers that custody at Brown Brothers Harriman Investment Services (japan)

One SEC-registered adviser reports Brown Brothers Harriman Investment Services (japan) as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

1 firm listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Vontobel Asset ManagementCRD 105007	New York, NY	$20.29B	23	34

Vontobel Asset ManagementCRD 105007$20.29B

Headquarters: New York, NY
Advisory staff: 23
Clients: 34

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Brown Brothers Harriman Investment Services (japan) here says only what the filing says, and implies nothing about either firm's service.