Firms by custodian
Registered investment advisers that custody at RBC Investor & Treasury Services
2 SEC-registered advisers report RBC Investor & Treasury Services as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Meag New YorkCRD 321962 | New York, NY | $44.87B | 27 | 47 |
| Guardian CapitalCRD 105078 | Toronto, Ontario | $10.68B | 38 | 143 |
Meag New YorkCRD 321962$44.87B
- Headquarters
- New York, NY
- Advisory staff
- 27
- Clients
- 47
Guardian CapitalCRD 105078$10.68B
- Headquarters
- Toronto, Ontario
- Advisory staff
- 38
- Clients
- 143
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming RBC Investor & Treasury Services here says only what the filing says, and implies nothing about either firm's service.