Firms by custodian
Registered investment advisers that custody at US Bank
6 SEC-registered advisers report US Bank as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
6 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| NepcCRD 110562 | Boston, MA | $152.72B | 132 | 435 |
| Bain Capital CreditCRD 134852 | Boston, MA | $76.30B | 272 | 185 |
| Constellation InvestmentsCRD 107528 | Montgomery, OH | $31.48B | 8 | 14 |
| Invesco Senior Secured ManagementCRD 107590 | New York, NY | $29.38B | 66 | 51 |
| Johnson Investment CounselCRD 117054 | Cincinnati, OH | $22.98B | 76 | 5,470 |
| Wertz York Capital Management GroupCRD 115344 | Tampa, FL | $18.16B | 9 | 33 |
NepcCRD 110562$152.72B
- Headquarters
- Boston, MA
- Advisory staff
- 132
- Clients
- 435
Bain Capital CreditCRD 134852$76.30B
- Headquarters
- Boston, MA
- Advisory staff
- 272
- Clients
- 185
Constellation InvestmentsCRD 107528$31.48B
- Headquarters
- Montgomery, OH
- Advisory staff
- 8
- Clients
- 14
Invesco Senior Secured ManagementCRD 107590$29.38B
- Headquarters
- New York, NY
- Advisory staff
- 66
- Clients
- 51
Johnson Investment CounselCRD 117054$22.98B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 76
- Clients
- 5,470
Wertz York Capital Management GroupCRD 115344$18.16B
- Headquarters
- Tampa, FL
- Advisory staff
- 9
- Clients
- 33
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming US Bank here says only what the filing says, and implies nothing about either firm's service.