Firms by state
Registered investment advisers in Mississippi
10 SEC-registered advisers with at least one office in Mississippi, listed by regulatory assets under management as reported on Form ADV.
10 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Raymond James Financial Services AdvisorsCRD 149018 | Saint Petersburg, FL | $390.04B | 6,024 | 508,439 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Waverly AdvisorsCRD 115332 | Birmingham, AL | $29.87B | 197 | 13,689 |
| Benjamin F. Edwards &CRD 146936 | ST. Louis, MO | $18.92B | 450 | 33,057 |
| Stratos Wealth PartnersCRD 153184 | Beachwood, OH | $18.65B | 352 | 25,391 |
| StephensCRD 3496 | Little Rock, AR | $18.04B | 247 | 21,991 |
| Independent Advisor AllianceCRD 168267 | Charlotte, NC | $17.23B | 247 | 45,002 |
| Ifp AdvisorsCRD 125112 | Tampa, FL | $16.29B | 302 | 54,154 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
| Valmark AdvisersCRD 108050 | Akron, OH | $10.17B | 280 | 14,890 |
Raymond James Financial Services AdvisorsCRD 149018$390.04B
- Headquarters
- Saint Petersburg, FL
- Advisory staff
- 6,024
- Clients
- 508,439
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Waverly AdvisorsCRD 115332$29.87B
- Headquarters
- Birmingham, AL
- Advisory staff
- 197
- Clients
- 13,689
Benjamin F. Edwards &CRD 146936$18.92B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 450
- Clients
- 33,057
Stratos Wealth PartnersCRD 153184$18.65B
- Headquarters
- Beachwood, OH
- Advisory staff
- 352
- Clients
- 25,391
StephensCRD 3496$18.04B
- Headquarters
- Little Rock, AR
- Advisory staff
- 247
- Clients
- 21,991
Independent Advisor AllianceCRD 168267$17.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 247
- Clients
- 45,002
Ifp AdvisorsCRD 125112$16.29B
- Headquarters
- Tampa, FL
- Advisory staff
- 302
- Clients
- 54,154
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Valmark AdvisersCRD 108050$10.17B
- Headquarters
- Akron, OH
- Advisory staff
- 280
- Clients
- 14,890
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Mississippi on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Mississippi from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.