Firms by custodian
Registered investment advisers that custody at RBC
2 SEC-registered advisers report RBC as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Blackstone Alternative Asset ManagementCRD 107580 | New York, NY | $92.04B | 111 | 181 |
| Beutel, Goodman &CRD 135829 | Toronto, Ont. | $36.11B | 41 | 1,847 |
Blackstone Alternative Asset ManagementCRD 107580$92.04B
- Headquarters
- New York, NY
- Advisory staff
- 111
- Clients
- 181
Beutel, Goodman &CRD 135829$36.11B
- Headquarters
- Toronto, Ont.
- Advisory staff
- 41
- Clients
- 1,847
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming RBC here says only what the filing says, and implies nothing about either firm's service.