Firms by custodian
Registered investment advisers that custody at HSBC Bank PLC
8 SEC-registered advisers report HSBC Bank PLC as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
8 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| American Century Investment ManagementCRD 105778 | Kansas City, MO | $305.98B | 211 | 716 |
| Invesco Asset ManagementCRD 109985 | Henley-on-Thames | $187.60B | 228 | 206 |
| Ninety One Uk LimitedCRD 158310 | London | $130.19B | 69 | 239 |
| Invesco Management S.A.CRD 143238 | Luxembourg | $48.69B | 90 | 95 |
| Colchester Global InvestorsCRD 110985 | London | $26.96B | 5 | 78 |
| M&G Investments (usa)CRD 305254 | Chicago, IL | $14.32B | 21 | 0 |
| Infrared Capital Partners LimitedCRD 161187 | London | $14.30B | 53 | 40 |
| Parvus Asset Management Jersey LimitedCRD 174027 | $11.31B | 1 | 16 |
American Century Investment ManagementCRD 105778$305.98B
- Headquarters
- Kansas City, MO
- Advisory staff
- 211
- Clients
- 716
Invesco Asset ManagementCRD 109985$187.60B
- Headquarters
- Henley-on-Thames
- Advisory staff
- 228
- Clients
- 206
Ninety One Uk LimitedCRD 158310$130.19B
- Headquarters
- London
- Advisory staff
- 69
- Clients
- 239
Invesco Management S.A.CRD 143238$48.69B
- Headquarters
- Luxembourg
- Advisory staff
- 90
- Clients
- 95
Colchester Global InvestorsCRD 110985$26.96B
- Headquarters
- London
- Advisory staff
- 5
- Clients
- 78
M&G Investments (usa)CRD 305254$14.32B
- Headquarters
- Chicago, IL
- Advisory staff
- 21
- Clients
- 0
Infrared Capital Partners LimitedCRD 161187$14.30B
- Headquarters
- London
- Advisory staff
- 53
- Clients
- 40
Parvus Asset Management Jersey LimitedCRD 174027$11.31B
- Headquarters
- Advisory staff
- 1
- Clients
- 16
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming HSBC Bank PLC here says only what the filing says, and implies nothing about either firm's service.