Clients
- Insurance companies0 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Insurance companies | 0 | $14,324,247,494 | 100.0% | — |
| Total | 0 | $14,324,247,494 | 100% | — |
- Clients
- 0
- Regulatory AUM
- $14,324,247,494
- Share
- 100.0%
- Avg. per client
- —
Total
- Clients
- 0
- Regulatory AUM
- $14,324,247,494
- Share
- 100%
- Avg. per client
- —
What it does
M&G Investments (usa) provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
M&G Investments (usa) advises no private funds.
100.0% of assets ($14.32B across 9 accounts) are managed with discretion. 50% of clients are outside the U.S., and 1 clients received advice without assets under management last fiscal year.
What the accounts hold
The filed percentages total 101%. The values below are shown as filed.
- Exchange-traded equity securities
- 2%
- U.S. government/agency bonds
- 13%
- Investment grade corporate bonds
- 64%
- Non-investment grade corporate bonds
- 3%
- Derivatives
- 13%
- Cash and cash equivalents
- 6%
Custodians
M&G Investments (usa)’s client accounts are held mainly at HSBC Bank PLC, with 97% of managed assets, and State Street Bank International GMBH, Luxembourg Branch, with 3%. M&G Investments (usa) does not have custody of client assets.
- HSBC Bank PLCHSBC Bank PLC · London · $13.92B97%
- State Street Bank International GMBH, Luxembourg BranchState Street Bank International GMBH, Luxembourg Branch · Luxembourg City · $360.1M3%
- State Street Bank and TrustState Street Bank and Trust Company · London · $49.1M0%
Ownership and leadership
M&G Investments (americas) Inc. owns 75% or more of M&G Investments (usa).
- Owns 75% or more of M&G Investments (usa) Inc.
M&G Investments (americas) Inc.
Control person · since July 2019
- Owns 75% or more of M&G Investments (americas) Inc.
M&G Fa Limited
Control person · since December 1999
- Owns 75% or more of M&G Fa Limited
M&G Group Limited
Control person · since December 1999
- Owns 75% or more of M&G Group Limited
M&G Group Regulated Entity Holding Company Limited
Control person · since July 2020
- Owns 75% or more of M&G Group Regulated Entity Holding Company Limited
M&G PLC
Control person · since December 1999
Leadership
- Anthony BalestrieriDirector / President / Chief Investment Officer
- Christopher YarbroughChief Compliance Officer / Head of Legal
- Nicholas McMorranDirector
- Joseph PintoDirector
- Erica TullyDirector / Portfolio Manager Investments US
Staff
- 47 employees
- 21 in advisory functions
Fees
M&G Investments (usa) is paid through a percentage of assets under management and performance-based fees.
M&G Investments (usa)’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, M&G Investments (usa) has 2 offices, with 3 listed addresses across 3 states.
California · 1 listed address
- 915 Wilshire BLVD., Los Angeles
Illinois · 1 listed address
- 30 South Wacker Drive, Suite 3750, ChicagoHQ
New York · 1 listed address
- 12 E. 49th Street, New York
Other business names
M&G Investments (usa) has reported 1 other business name to the SEC.
- M&G Investments
Registration details
- Legal name
- M&G Investments (usa) Inc.
- Headquarters
- 30 South Wacker Drive, Suite 3750, Chicago, IL 60606
- Phone
- 18722632275
- Website
- Not reported
- SEC file
- 801-118836
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
What services does M&G Investments (usa) offer?
M&G Investments (usa) provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does M&G Investments (usa) use?
M&G Investments (usa)’s separately managed account assets are held at HSBC Bank PLC (London), with $13,915,005,979, State Street Bank International GMBH, Luxembourg Branch (Luxembourg City), with $360,108,036 and State Street Bank and Trust Company (London), with $49,133,479. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026
How many financial advisors does M&G Investments (usa) have?
M&G Investments (usa) has 0 investment adviser representatives registered with state securities authorities, out of 47 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does M&G Investments (usa) invest in?
At the end of its last fiscal year, M&G Investments (usa)’s separately managed accounts held 64% investment grade corporate bonds, 13% U.S. government and agency bonds, 13% derivatives, 6% cash and equivalents, 3% high-yield corporate bonds and 2% exchange-traded equities. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns M&G Investments (usa)?
M&G Investments (usa) is owned through a chain of holding companies by M&G PLC. Its direct owner is M&G Investments (americas) Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 August 2026
How does M&G Investments (usa) get paid?
M&G Investments (usa) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file