Liberty One Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Liberty One Investment Management reports 10 clients. They include 7 other investment advisers and 3 investment companies. Of its assets, 100.0% ($1.05B across 6,469 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 30% | 8% |
| Other investment advisers | 70% | 92% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 3 | $85.4M | 8.1% | $28.5M |
| Other investment advisers | 7 | $967M | 91.9% | $138M |
| Total | 10 | $1.05B | 100% | $105M |
- Clients
- 3
- Regulatory AUM
- $85.4M
- AUM share
- 8.1%
- Avg. per client
- $28.5M
- Clients
- 7
- Regulatory AUM
- $967M
- AUM share
- 91.9%
- Avg. per client
- $138M
Total
- Clients
- 10
- Regulatory AUM
- $1.05B
- AUM share
- 100%
- Avg. per client
- $105M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Liberty One Investment Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
818, Inc. owns 75% or more of Liberty One Investment Management and is in turn owned by Roch R. Tranel Declaration of Trust Dated 10/28/1994 (75% or more). The leadership team of Liberty One Investment Management includes President Benjamin Pahl and Chief Compliance Officer Brayden Cummings. It has 20 employees, 19 of them in advisory roles.
Leadership
- Benjamin PahlPresident
- Brayden CummingsChief Compliance Officer
- Roch TranelManager/CEO
Investment adviser representatives
15 representatives listed in the SEC register as of 9 October 2026.
- Sean Thomas Belton
- Jared Nevel Bosley
- John Robert Crowell
- Brayden Wayne Cummings
- Phillip Michael Gober
- Steven Allen Grove
- Benjamin Charles McQueen
- Eric Miller
- Karen Michelle Mills
- Nicholas Kengguan NG
- Peter John Orth
- Benjamin William Pahl
- Logan Alexander Summers
- Elizabeth Marie Thurman
- Roch Richard Tranel
Staff
- 20 employees
- 19 in advisory functions
- 16 state-registered reps
- 2 broker-dealer reps
- Owns 75% or more of Liberty One Investment Management, LLC
818, Inc.
Control person · since October 2018
- Owns 75% or more of 818, Inc.
Roch R. Tranel Declaration of Trust Dated 10/28/1994
Control person · since October 2018
Roch Tranel
Trustee · Control person · since October 1994
Liberty One Investment Management’s regulatory assets grew from $866M (May 2021) to $1.05B (March 2026); employees rose from 14 to 20.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.05B | 10 | 20 | 19 |
| April 2025 | $2.38B | 20 | 19 | 19 |
| June 2024 | $1.97B | 17 | 18 | 20 |
| May 2023 | $1.45B | 9 | 17 | 18 |
| May 2022 | $1.18B | 6 | 14 | 12 |
| May 2021 | $866M | 0 | 14 | 11 |
Besides its headquarters, Liberty One Investment Management has 18 offices (16 private residences, listed without an address), with 3 listed addresses in Colorado, Illinois and Mississippi.
Colorado · 1 listed address
- 911 N Wahsatch Ave, Colorado Springs
Illinois · 1 listed address
- 1509 N. Milwaukee Ave., LibertyvilleHQ
Mississippi · 1 listed address
- 3545 Mitchell Road, Trupelo
Contact and registration details
- Legal name
- Liberty One Investment Management, LLC
- Headquarters
- 1509 N. Milwaukee Ave., Libertyville, IL 60048
- Website
- libertyoneim.com
- Phone
- 847-680-9255
- SEC file
- 801-116826
- Structure
- Illinois LLC
- Fiscal year end
- December
Liberty One Investment Management uses Pershing ($848M, 88%) and Charles Schwab ($119M, 12%) as custodians for its separately managed accounts. Liberty One Investment Management does not have custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $848M88%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $119M12%
At year end, Liberty One Investment Management’s separately managed accounts were mostly in stocks (82%) and funds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1B across 154 positions; the largest are Eli Lilly & CO (3.6%), Unitedhealth Group Inc. (3.6%) and Cardinal Health Inc. (3.4%).
What the accounts hold
- Stocks82%
- Funds15%
- Cash3%
Reported 13F holdings
- $1B
- Reported 13F value
- 154
- Positions
- 31.8%
- In the 10 largest
- +3.1%
- Value vs. prior quarter
- Eli Lilly & CO3.6%
- Unitedhealth Group Inc.3.6%
- Cardinal Health Inc.3.4%
- Johnson & Johnson3.3%
- Coca Cola CO3.1%
- Alliant Energy Corp.3.1%
- Southern CO3.0%
- Duke Energy Corp. New2.9%
- Microsoft Corp.2.8%
- Procter & Gamble CO2.8%
Together, the ten largest are 31.8% of reported value.
How many clients does Liberty One Investment Management have?
Liberty One Investment Management has 10 clients and manages $1.05 billion for them, as of March 2026. They include 7 other investment advisers and 3 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 March 2026
What services does Liberty One Investment Management offer?
Liberty One Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Liberty One Investment Management use?
Liberty One Investment Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $848M and Charles Schwab & Co., Inc. (Westlake, TX), with $119M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 March 2026
How many financial advisors does Liberty One Investment Management have?
Liberty One Investment Management has 16 investment adviser representatives registered with state securities authorities, out of 20 employees, and 19 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Liberty One Investment Management invest in?
At the end of its last fiscal year, Liberty One Investment Management’s separately managed accounts held 82% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Liberty One Investment Management?
Liberty One Investment Management’s direct owner is 818, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 March 2026
How does Liberty One Investment Management get paid?
Liberty One Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Liberty One Investment Management?
Liberty One Investment Management’s main office is at 1509 N. Milwaukee Ave., Libertyville, IL 60048. Its phone number is 847-680-9255. Its website is libertyoneim.com.