Firms by custodian
Registered investment advisers that custody at Umb Bank, National Association
2 SEC-registered advisers report Umb Bank, National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Public Trust AdvisorsCRD 159189 | Denver, CO | $104.24B | 81 | 82 |
| Prudent Man AdvisorsCRD 301973 | Naperville, IL | $30.59B | 81 | 161 |
Public Trust AdvisorsCRD 159189$104.24B
- Headquarters
- Denver, CO
- Advisory staff
- 81
- Clients
- 82
Prudent Man AdvisorsCRD 301973$30.59B
- Headquarters
- Naperville, IL
- Advisory staff
- 81
- Clients
- 161
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Umb Bank, National Association here says only what the filing says, and implies nothing about either firm's service.