Firms by custodian
Registered investment advisers that custody at American Enterprise Investment Services
2 SEC-registered advisers report American Enterprise Investment Services as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Ameriprise Financial ServicesCRD 6363 | Minneapolis, MN | $660.47B | 12,681 | 1,386,329 |
| Wilshire AdvisorsCRD 6210 | Santa Monica, CA | $149.10B | 86 | 760,289 |
Ameriprise Financial ServicesCRD 6363$660.47B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 12,681
- Clients
- 1,386,329
Wilshire AdvisorsCRD 6210$149.10B
- Headquarters
- Santa Monica, CA
- Advisory staff
- 86
- Clients
- 760,289
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming American Enterprise Investment Services here says only what the filing says, and implies nothing about either firm's service.