Firms by custodian
Registered investment advisers that custody at HSBC Continental Europe S.a., Germany
2 SEC-registered advisers report HSBC Continental Europe S.a., Germany as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Eastspring Investments (singapore) LimitedCRD 144603 | Singapore | $146.29B | 134 | 185 |
| Allianz Global Investors Asia Pacific LimitedCRD 289358 | Hong Kong | $15.46B | 59 | 69 |
Eastspring Investments (singapore) LimitedCRD 144603$146.29B
- Headquarters
- Singapore
- Advisory staff
- 134
- Clients
- 185
Allianz Global Investors Asia Pacific LimitedCRD 289358$15.46B
- Headquarters
- Hong Kong
- Advisory staff
- 59
- Clients
- 69
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming HSBC Continental Europe S.a., Germany here says only what the filing says, and implies nothing about either firm's service.