Firms by custodian
Registered investment advisers that custody at State Street Global Markets
6 SEC-registered advisers report State Street Global Markets as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
6 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Voya Investment ManagementCRD 106494 | New York, NY | $274.95B | 317 | 566 |
| ConningCRD 107423 | Hartford, CT | $106.90B | 240 | 161 |
| Barrow, Hanley, Mewhinney & StraussCRD 105519 | Dallas, TX | $59.04B | 43 | 154 |
| Wasatch AdvisorsCRD 106081 | Salt Lake City, UT | $23.35B | 41 | 239 |
| Franklin Park AssociatesCRD 126508 | Bala Cynwyd, PA | $10.21B | 29 | 52 |
| Algert GlobalCRD 125523 | San Francisco, CA | $10.20B | 11 | 22 |
Voya Investment ManagementCRD 106494$274.95B
- Headquarters
- New York, NY
- Advisory staff
- 317
- Clients
- 566
ConningCRD 107423$106.90B
- Headquarters
- Hartford, CT
- Advisory staff
- 240
- Clients
- 161
Barrow, Hanley, Mewhinney & StraussCRD 105519$59.04B
- Headquarters
- Dallas, TX
- Advisory staff
- 43
- Clients
- 154
Wasatch AdvisorsCRD 106081$23.35B
- Headquarters
- Salt Lake City, UT
- Advisory staff
- 41
- Clients
- 239
Franklin Park AssociatesCRD 126508$10.21B
- Headquarters
- Bala Cynwyd, PA
- Advisory staff
- 29
- Clients
- 52
Algert GlobalCRD 125523$10.20B
- Headquarters
- San Francisco, CA
- Advisory staff
- 11
- Clients
- 22
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming State Street Global Markets here says only what the filing says, and implies nothing about either firm's service.