Firms by custodian
Registered investment advisers that custody at BNY Mellon Capital Markets
8 SEC-registered advisers report BNY Mellon Capital Markets as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
8 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Corebridge Institutional Investments (u.s.)CRD 150088 | Jersey City, NJ | $121.05B | 248 | 41 |
| III Capital ManagementCRD 113539 | Boca Raton, FL | $88.24B | 9 | 21 |
| First Pacific AdvisorsCRD 141823 | El Segundo, CA | $32.00B | 21 | 42 |
| Wasatch AdvisorsCRD 106081 | Salt Lake City, UT | $23.35B | 41 | 239 |
| Clearbrook Investment ConsultingCRD 108253 | New York, NY | $13.72B | 6 | 1 |
| Ascensus Investment AdvisorsCRD 120632 | Needham, MA | $12.97B | 2 | 27 |
| Ruane, Cunniff & GoldfarbCRD 285971 | New York, NY | $10.53B | 12 | 1,213 |
| Algert GlobalCRD 125523 | San Francisco, CA | $10.20B | 11 | 22 |
Corebridge Institutional Investments (u.s.)CRD 150088$121.05B
- Headquarters
- Jersey City, NJ
- Advisory staff
- 248
- Clients
- 41
III Capital ManagementCRD 113539$88.24B
- Headquarters
- Boca Raton, FL
- Advisory staff
- 9
- Clients
- 21
First Pacific AdvisorsCRD 141823$32.00B
- Headquarters
- El Segundo, CA
- Advisory staff
- 21
- Clients
- 42
Wasatch AdvisorsCRD 106081$23.35B
- Headquarters
- Salt Lake City, UT
- Advisory staff
- 41
- Clients
- 239
Clearbrook Investment ConsultingCRD 108253$13.72B
- Headquarters
- New York, NY
- Advisory staff
- 6
- Clients
- 1
Ascensus Investment AdvisorsCRD 120632$12.97B
- Headquarters
- Needham, MA
- Advisory staff
- 2
- Clients
- 27
Ruane, Cunniff & GoldfarbCRD 285971$10.53B
- Headquarters
- New York, NY
- Advisory staff
- 12
- Clients
- 1,213
Algert GlobalCRD 125523$10.20B
- Headquarters
- San Francisco, CA
- Advisory staff
- 11
- Clients
- 22
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNY Mellon Capital Markets here says only what the filing says, and implies nothing about either firm's service.