Firms by custodian

Registered investment advisers that custody at The Bank of New York Mellon Trust Company, National Association

3 SEC-registered advisers report The Bank of New York Mellon Trust Company, National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

3 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
GC AdvisorsCRD 148687	Chicago, IL	$177.85B	274	144
Bam Credit and Insurance Solutions AdvisorCRD 312792	New York, NY	$107.29B	1,421	32
Octagon Credit InvestorsCRD 155336	New York, NY	$35.05B	43	128

GC AdvisorsCRD 148687$177.85B

Headquarters: Chicago, IL
Advisory staff: 274
Clients: 144

Bam Credit and Insurance Solutions AdvisorCRD 312792$107.29B

Headquarters: New York, NY
Advisory staff: 1,421
Clients: 32

Octagon Credit InvestorsCRD 155336$35.05B

Headquarters: New York, NY
Advisory staff: 43
Clients: 128

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Bank of New York Mellon Trust Company, National Association here says only what the filing says, and implies nothing about either firm's service.