Firms by state
Registered investment advisers in West Virginia
4 SEC-registered advisers with at least one office in West Virginia, listed by regulatory assets under management as reported on Form ADV.
4 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Raymond James Financial Services AdvisorsCRD 149018 | Saint Petersburg, FL | $390.04B | 6,024 | 508,439 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| Mai Capital ManagementCRD 109807 | Cleveland, OH | $52.10B | 230 | 16,261 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
Raymond James Financial Services AdvisorsCRD 149018$390.04B
- Headquarters
- Saint Petersburg, FL
- Advisory staff
- 6,024
- Clients
- 508,439
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
Mai Capital ManagementCRD 109807$52.10B
- Headquarters
- Cleveland, OH
- Advisory staff
- 230
- Clients
- 16,261
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in West Virginia on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in West Virginia from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.