Firms by custodian
Registered investment advisers that custody at State Street Bank
9 SEC-registered advisers report State Street Bank as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
9 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Victory Capital ManagementCRD 106189 | San Antonio, TX | $282.71B | 170 | 18,120 |
| Apg Asset Management USCRD 160795 | New York, NY | $141.33B | 100 | 1 |
| Voya Retirement AdvisorsCRD 3989 | Windsor, CT | $37.47B | 121 | 7,672 |
| Invesco Senior Secured ManagementCRD 107590 | New York, NY | $29.38B | 66 | 51 |
| Polen Capital ManagementCRD 106093 | Boca Raton, FL | $24.06B | 22 | 1,602 |
| Cerity Partners OcioCRD 151916 | New York, NY | $21.13B | 21 | 42 |
| Meketa Fiduciary ManagementCRD 323605 | Carlsbad, CA | $20.14B | 1 | 44 |
| Fiera CapitalCRD 113638 | New York, NY | $17.28B | 37 | 4,643 |
| National Investment Services of AmericaCRD 307169 | Milwaukee, WI | $16.25B | 16 | 360 |
Victory Capital ManagementCRD 106189$282.71B
- Headquarters
- San Antonio, TX
- Advisory staff
- 170
- Clients
- 18,120
Apg Asset Management USCRD 160795$141.33B
- Headquarters
- New York, NY
- Advisory staff
- 100
- Clients
- 1
Voya Retirement AdvisorsCRD 3989$37.47B
- Headquarters
- Windsor, CT
- Advisory staff
- 121
- Clients
- 7,672
Invesco Senior Secured ManagementCRD 107590$29.38B
- Headquarters
- New York, NY
- Advisory staff
- 66
- Clients
- 51
Polen Capital ManagementCRD 106093$24.06B
- Headquarters
- Boca Raton, FL
- Advisory staff
- 22
- Clients
- 1,602
Cerity Partners OcioCRD 151916$21.13B
- Headquarters
- New York, NY
- Advisory staff
- 21
- Clients
- 42
Meketa Fiduciary ManagementCRD 323605$20.14B
- Headquarters
- Carlsbad, CA
- Advisory staff
- 1
- Clients
- 44
Fiera CapitalCRD 113638$17.28B
- Headquarters
- New York, NY
- Advisory staff
- 37
- Clients
- 4,643
National Investment Services of AmericaCRD 307169$16.25B
- Headquarters
- Milwaukee, WI
- Advisory staff
- 16
- Clients
- 360
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming State Street Bank here says only what the filing says, and implies nothing about either firm's service.