Clients
Cerity Partners Ocio serves 42 clients, 38 of them charitable organizations. The average client has about $503 million with the firm, and high-net-worth clients hold 0% of its $21.1 billion in assets.
- Pooled investment vehicles1 clients28%
- Charitable organizations38 clients72%
- OtherHigh-net-worth individuals, Investment companies0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 2 | $8,240,541 | 0.0% | $4.12M |
| Investment companies | 1 | $9,756,474 | 0.0% | $9.76M |
| Pooled investment vehicles | 1 | $5,950,793,672 | 28.2% | $5.95B |
| Charitable organizations | 38 | $15,163,907,018 | 71.8% | $399.1M |
| Total | 42 | $21,132,697,705 | 100% | $503.2M |
- Clients
- 2
- Regulatory AUM
- $8,240,541
- Share
- 0.0%
- Avg. per client
- $4.12M
- Clients
- 1
- Regulatory AUM
- $9,756,474
- Share
- 0.0%
- Avg. per client
- $9.76M
- Clients
- 1
- Regulatory AUM
- $5,950,793,672
- Share
- 28.2%
- Avg. per client
- $5.95B
- Clients
- 38
- Regulatory AUM
- $15,163,907,018
- Share
- 71.8%
- Avg. per client
- $399.1M
Total
- Clients
- 42
- Regulatory AUM
- $21,132,697,705
- Share
- 100%
- Avg. per client
- $503.2M
What it does
Cerity Partners Ocio provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets and performance-based fees.
Cerity Partners Ocio advises 1 private funds.
100.0% of assets ($21.13B across 42 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks9%
- Funds85%
- Pooled vehicles79%
- Registered funds6%
- Cash3%
- Other3%
- Derivatives3%
Custodians
Cerity Partners Ocio’s client accounts are held mainly at The Bank of New York Mellon, with 41% of managed assets, and Northern Trust, with 12%. Cerity Partners Ocio has custody of $21.12B for 38 clients.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $8.59B41%
- State Street BankState Street Bank · Boston, MA · $2.00B9%
- Northern TrustNorthern Trust · Chicago, IL · $2.60B12%
- All other custodians$7.94B38%
Ownership and leadership
Cerity Partners LLC owns 75% or more of Cerity Partners Ocio.
- Owns 75% or more of Cerity Partners Ocio LLC
Cerity Partners LLC
Control person · since December 2009
- Owns 75% or more of Cerity Partners LLC
Cerity Partners Equity Holding LLC
Control person · since September 2018
- Owns 75% or more of Cerity Partners Equity Holding LLC
CP Merger II LLC
Control person · since July 2022
- Owns 75% or more of CP Merger II LLC
CP Merger I LLC
Control person · since July 2022
- Owns 75% or more of CP Merger I LLC
CP Intermediate II LLC
Control person · since July 2022
- Owns 75% or more of CP Intermediate II LLC
CP Intermediate I LLC
Control person · since July 2022
- Owns 75% or more of CP Intermediate I LLC
CP-RTS LLC
Control person · since November 2022
- Owns 75% or more of CP-RTS LLC
CP-MCM LLC
Control person · since January 2023
- Owns 75% or more of CP-MCM LLC
CP-Acp LLC
Control person · since January 2023
- Owns 75% or more of CP-Acp LLC
CP Intermediate III LLC
Control person · since March 2026
- Owns 75% or more of CP Intermediate III LLC
CP Holdings I LLC
Control person · since July 2022
- Owns 25% to 50% of CP Intermediate III LLC
Genstar Capital Partners X, LP
Control person · since July 2022
Genstar Capital X L.P.
General partner · Control person · since July 2022
Genstar X GP LLC
General partner · Control person · since July 2022
- Owns 25% to 50% of CP Intermediate III LLC
Cerity Partners Eoe LLC
Control person · since July 2022
Kurt Miscinski
Manager · Control person · since November 2017
Leadership
- Kevin HildenPresident
- Arthur ProstickChief Compliance Officer
Staff
- 61 employees
- 21 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
Reported holdings
Cerity Partners Ocio’s reported 13F holdings total $1.98B across 28 positions, and the ten largest make up 84.5% of it.
- $1.98B
- Reported 13F value
- 28
- Positions
- 84.5%
- In the 10 largest
- +18.5%
- Value vs. prior quarter
- Vaneck ETF Trust · Semiconductr ETF19.2%
- J P Morgan Exchange Traded F · Betabuldrs Japan8.9%
- iShares TR · 7-10 YR Trsy BD8.7%
- SPDR Series Trust · ST Intl Bbg ETF8.6%
- Vanguard Index Fds · S&P 500 ETF Shs7.9%
- Schwab Strategic TR · US Tips ETF7.5%
- iShares Inc. · Core MSCI Emkt7.2%
- Vanguard Intl Equity Index F · TT Wrld ST ETF7.0%
- SPDR Gold TR · Gold Shs5.0%
- iShares TR · Core S&P500 ETF4.5%
Together, the ten largest are 84.5% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.98B is not its $21.13B in regulatory assets and does not represent any individual client's portfolio.
Fees
Cerity Partners Ocio is paid through a percentage of assets under management and performance-based fees.
Cerity Partners Ocio’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Cerity Partners Ocio has 2 offices, with 3 listed addresses across 3 states.
Colorado · 1 listed address
- 6900 E. Layton Ave, Denver
New York · 1 listed address
- 99 Park Avenue, 16th Floor, New YorkHQ
Texas · 1 listed address
- 3600 N. Capital of Texas Highway, Austin
Registration details
- Legal name
- Cerity Partners Ocio LLC
- Headquarters
- 99 Park Avenue, 16th Floor, New York, NY 10016
- Phone
- 212-850-4260
- SEC file
- 801-70888
- Structure
- Kentucky LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Cerity Partners Ocio have?
Cerity Partners Ocio has 42 clients and manages $21.1 billion for them, as of March 2026. They include 38 charitable organizations, 2 high-net-worth individuals and 1 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Cerity Partners Ocio offer?
Cerity Partners Ocio provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Cerity Partners Ocio use?
Cerity Partners Ocio’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $8,591,990,706, Northern Trust (Chicago, IL), with $2,599,553,559 and State Street Bank (Boston, MA), with $2,004,656,271. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Cerity Partners Ocio have?
Cerity Partners Ocio has 2 investment adviser representatives registered with state securities authorities, out of 61 employees, and 21 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cerity Partners Ocio invest in?
At the end of its last fiscal year, Cerity Partners Ocio’s separately managed accounts held 79% pooled vehicles (private funds and similar), 9% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs), 3% derivatives and 3% cash and equivalents. It advises 1 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cerity Partners Ocio?
Cerity Partners Ocio is owned through a chain of holding companies by CP Holdings I LLC. Its direct owner is Cerity Partners LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Cerity Partners Ocio get paid?
Cerity Partners Ocio is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file