Clients
Record Currency Management (us) serves 1 clients. The average client has about $19.7 billion with the firm.
- Pension and profit-sharing plans7%
- Charitable organizations6%
- State or municipal government entities80%
- Corporations and other businesses6%
- Investment companies1 clients1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $144,693,128 | 0.7% | $144.7M |
| Pension and profit-sharing plans | Not reported | $1,384,821,428 | 7.0% | — |
| Charitable organizations | Not reported | $1,182,286,842 | 6.0% | — |
| State or municipal government entities | Not reported | $15,811,526,727 | 80.4% | — |
| Corporations and other businesses | Not reported | $1,138,095,191 | 5.8% | — |
| Total | 1 | $19,661,423,316 | 100% | $19.66B |
- Clients
- 1
- Regulatory AUM
- $144,693,128
- Share
- 0.7%
- Avg. per client
- $144.7M
- Clients
- Not reported
- Regulatory AUM
- $1,384,821,428
- Share
- 7.0%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $1,182,286,842
- Share
- 6.0%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $15,811,526,727
- Share
- 80.4%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $1,138,095,191
- Share
- 5.8%
- Avg. per client
- —
Total
- Clients
- 1
- Regulatory AUM
- $19,661,423,316
- Share
- 100%
- Avg. per client
- $19.66B
What it does
Record Currency Management (us) provides portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, publishing newsletters, educational seminars and other activities. It is paid through fixed fees and other arrangements.
Record Currency Management (us) advises no private funds.
100.0% of assets ($19.66B across 8 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Other100%
- Derivatives100%
Custodians
Record Currency Management (us) does not have custody of client assets.
- All other custodians$19.66B100%
Ownership and leadership
Record PLC owns 75% or more of Record Currency Management (us).
- Owns 75% or more of Record Currency Management (us) Inc
Record PLC
Control person · since June 2011
- Owns 25% to 50% of Record PLC
Neil Record
Control person · since March 2023
Leadership
- Thomas ArnoldDirector
- Grady LaurieCCO
Staff
- 3 employees
- 2 in advisory functions
Fees
Record Currency Management (us) is paid through fixed fees (other than subscription fees) and other.
Record Currency Management (us)’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Record Currency Management (us) has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 115 Broadway, Office 07-106, New YorkHQ
Registration details
- Legal name
- Record Currency Management (us) Inc
- Headquarters
- 115 Broadway, Office 07-106, New York, NY 10004
- Phone
- 447873621078
- Website
- Not reported
- SEC file
- 801-79684
- Structure
- Delaware corporation
- Fiscal year end
- March
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Record Currency Management (us) have?
Record Currency Management (us) has 1 clients and manages $19.7 billion for them, as of June 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Record Currency Management (us) offer?
Record Currency Management (us) provides portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, publishing newsletters, educational seminars and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Record Currency Management (us) have?
Record Currency Management (us) has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Record Currency Management (us) invest in?
At the end of its last fiscal year, Record Currency Management (us)’s separately managed accounts held 100% derivatives. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Record Currency Management (us)?
Record Currency Management (us) is owned through a holding company by Neil Record. Its direct owner is Record PLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Record Currency Management (us) get paid?
Record Currency Management (us) is paid through fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file