Firms by custodian
Registered investment advisers that custody at The Bank of New York
3 SEC-registered advisers report The Bank of New York as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| J.P. Morgan Investment ManagementCRD 107038 | New York, NY | $3519.41B | 2,260 | 128,965 |
| Keyridge Asset Management LimitedCRD 175204 | Dublin 1 | $162.89B | 41 | 36 |
| Generation Investment Management USCRD 132728 | San Francisco, CA | $10.54B | 10 | 4 |
J.P. Morgan Investment ManagementCRD 107038$3519.41B
- Headquarters
- New York, NY
- Advisory staff
- 2,260
- Clients
- 128,965
Keyridge Asset Management LimitedCRD 175204$162.89B
- Headquarters
- Dublin 1
- Advisory staff
- 41
- Clients
- 36
Generation Investment Management USCRD 132728$10.54B
- Headquarters
- San Francisco, CA
- Advisory staff
- 10
- Clients
- 4
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Bank of New York here says only what the filing says, and implies nothing about either firm's service.