Firms by custodian
Registered investment advisers that custody at Mid Atlantic Trust
2 SEC-registered advisers report Mid Atlantic Trust as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Transamerica Retirement AdvisorsCRD 107319 | Cedar Rapids, IA | $18.83B | 173 | 212,722 |
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Transamerica Retirement AdvisorsCRD 107319$18.83B
- Headquarters
- Cedar Rapids, IA
- Advisory staff
- 173
- Clients
- 212,722
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Mid Atlantic Trust here says only what the filing says, and implies nothing about either firm's service.