Firms by custodian
Registered investment advisers that custody at Fifth Third Securities
2 SEC-registered advisers report Fifth Third Securities as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Post Advisory GroupCRD 108860 | Los Angeles, CA | $13.03B | 24 | 40 |
| Bartlett & Co. Wealth ManagementCRD 292246 | Cincinnati, OH | $10.25B | 34 | 2,263 |
Post Advisory GroupCRD 108860$13.03B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 24
- Clients
- 40
Bartlett & Co. Wealth ManagementCRD 292246$10.25B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 34
- Clients
- 2,263
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Fifth Third Securities here says only what the filing says, and implies nothing about either firm's service.