Firms by state
Registered investment advisers in Alaska
5 SEC-registered advisers with at least one office in Alaska, listed by regulatory assets under management as reported on Form ADV.
5 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| CWMCRD 155344 | Omaha, NE | $50.58B | 472 | 52,669 |
| Eagle StrategiesCRD 110826 | New York, NY | $32.04B | 2,463 | 133,900 |
| Freestone Capital ManagementCRD 145711 | Seattle, WA | $14.54B | 46 | 2,994 |
| Coldstream Capital ManagementCRD 108805 | Bellevue, WA | $13.93B | 166 | 4,386 |
| Planmember SecuritiesCRD 11869 | Carpinteria, CA | $10.12B | 425 | 69,645 |
CWMCRD 155344$50.58B
- Headquarters
- Omaha, NE
- Advisory staff
- 472
- Clients
- 52,669
Eagle StrategiesCRD 110826$32.04B
- Headquarters
- New York, NY
- Advisory staff
- 2,463
- Clients
- 133,900
Freestone Capital ManagementCRD 145711$14.54B
- Headquarters
- Seattle, WA
- Advisory staff
- 46
- Clients
- 2,994
Coldstream Capital ManagementCRD 108805$13.93B
- Headquarters
- Bellevue, WA
- Advisory staff
- 166
- Clients
- 4,386
Planmember SecuritiesCRD 11869$10.12B
- Headquarters
- Carpinteria, CA
- Advisory staff
- 425
- Clients
- 69,645
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Alaska on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Alaska from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.