Eagle Strategies: AUM & Ownership

Clients

Eagle Strategies serves 133,900 clients, 27,125 of them high-net-worth individuals. The average client has about $239,000 with the firm, and high-net-worth clients hold 44% of its $32 billion in assets.

Regulatory assets by client type

Individuals105,597 clients53%
High-net-worth individuals27,125 clients44%
Corporations and other businesses892 clients2%
Charitable organizations286 clients0%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Individuals (other than HNW)	105,597	$17,099,160,683	53.4%	$162K
High-net-worth individuals	27,125	$14,149,724,414	44.2%	$522K
Charitable organizations	286	$60,935,748	0.2%	$213K
Corporations and other businesses	892	$731,029,593	2.3%	$820K
Total	133,900	$32,040,850,438	100%	$239K

Individuals (other than HNW)

Clients: 105,597
Regulatory AUM: $17,099,160,683
Share: 53.4%
Avg. per client: $162K

High-net-worth individuals

Clients: 27,125
Regulatory AUM: $14,149,724,414
Share: 44.2%
Avg. per client: $522K

Charitable organizations

Clients: 286
Regulatory AUM: $60,935,748
Share: 0.2%
Avg. per client: $213K

Corporations and other businesses

Clients: 892
Regulatory AUM: $731,029,593
Share: 2.3%
Avg. per client: $820K

Total

Clients: 133,900
Regulatory AUM: $32,040,850,438
Share: 100%
Avg. per client: $239K

What it does

Eagle Strategies provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters and educational seminars. It is paid through a percentage of assets, hourly charges and fixed fees.

Eagle Strategies provided financial planning to 4,000 clients last fiscal year and advises no private funds.

5.3% of assets ($1.70B across 3,495 accounts) are managed with discretion; $30.35B across 130,405 accounts are not. $32.04B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 6,662 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

Stocks57%
Funds28%
Bonds4%
- State and local bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
Cash4%
Other7%
- Annuities7%

Custodians

Eagle Strategies’ client accounts are held mainly at Fidelity, with 93% of managed assets. Eagle Strategies has custody of $32.04B for 133,900 clients.

Managed account assets by custodian

FidelityNational Financial Services LLC · Boston, MA · $29.71B93%
All other custodians$2.33B7%

Ownership and leadership

Nylife LLC owns 75% or more of Eagle Strategies, and John Boccio is its CEO.

Who owns the firm

Eagle Strategies LLC· the adviser

Nylife LLC
Control person · since July 1988
Owns 75% or more of Eagle Strategies LLC
- New York Life Insurance Company
  Control person · since July 1988
  Owns 75% or more of Nylife LLC

Leadership

John Boccio
President and Chief Executive Officer
Mitchell Ascione
Vice President and Chief Operating Officer
Patricia Loftus
Corporate Vice President & Chief Financial Officer
Rachel Schwartz
Senior Vice President & Associate General Counsel
Nabeed Zaman
Vice President and Chief Compliance Officer
Angela Bagtas
Elected Manager
Deborah Duarte
Elected Manager
Amarya Feinberg
Elected Manager
Dylan Huang
Chairman
Sandra Tillotson
Elected Manager
Sonali Virendra
Elected Manager

Staff

3,190 employees
2,463 in advisory functions
2,336 state-registered reps
2,397 broker-dealer reps
1,884 insurance agents
1 soliciting firm

Reported holdings

Eagle Strategies’ reported 13F holdings total $1.01B across 273 positions, and the ten largest make up 36.5% of it.

$1.01B
Reported 13F value: 273
Positions: 36.5%
In the 10 largest: +20.2%
Value vs. prior quarter

Ten largest positions, share of reported value

SPDR Series Trust · ST Str P500etf6.7%
Schwab Strategic TR · Fundamental US L5.6%
Vanguard Index Fds · Growth ETF4.5%
Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.7%
Vanguard Index Fds · Mid Cap ETF3.5%
SPDR Series Trust · ST Str P500grw3.3%
Invesco Exch Traded FD TR II · Nasdaq 100 ETF3.2%
Vanguard Index Fds · S&P 500 ETF Shs2.8%
iShares TR · Core Div Grwth1.6%
Nvidia Corporation1.6%

Together, the ten largest are 36.5% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 21 July 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.01B is not its $32.04B in regulatory assets and does not represent any individual client's portfolio.

Fees

Eagle Strategies is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).

Eagle Strategies’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Eagle Strategies has 891 offices, with 27 listed addresses across 14 states.

Listed office addresses by state

New York · 6 listed addresses

51 Madison Avenue, 12th Floor, New YorkHQ
1 World Trade Center, New York
44 South Broadway, White Plains
520 Broad Hollow Road, Melville
737 Addison Road, Painted Post
420 Lexington Ave, New York

Registration details

Legal name: Eagle Strategies LLC
Headquarters: 51 Madison Avenue, 12th Floor, New York, NY 10010
Phone: 888-695-3245
Website: www.eaglestrategies.com
SEC file: 801-32987
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Eagle Strategies have?

Eagle Strategies has 133,900 clients and manages $32 billion for them, as of July 2026. They include 105,597 other individuals, 27,125 high-net-worth individuals and 892 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026

What services does Eagle Strategies offer?

Eagle Strategies provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters and educational seminars.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Eagle Strategies use?

Eagle Strategies’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $29,709,481,207. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026

How many financial advisors does Eagle Strategies have?

Eagle Strategies has 2,336 investment adviser representatives registered with state securities authorities, out of 3,190 employees, and 2,463 perform investment advisory functions. 2,397 are registered representatives of a broker-dealer and 1,884 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Eagle Strategies invest in?

At the end of its last fiscal year, Eagle Strategies’ separately managed accounts held 57% exchange-traded equities, 28% registered funds (mutual funds, ETFs, BDCs), 7% annuities, 4% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Eagle Strategies?

Eagle Strategies is owned through a holding company by New York Life Insurance Company. Its direct owner is Nylife LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026

How does Eagle Strategies get paid?

Eagle Strategies is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file