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Patricia Loftus

Corporate Vice President & Chief Financial Officer at Eagle Strategies

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Patricia Loftus is Corporate Vice President & Chief Financial Officer of Eagle Strategies LLC, a New York investment adviser managing $32B. Patricia Loftus has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 27, SIE and Series 99TO.

Role at Eagle Strategies

Title on Schedule A
Corporate Vice President & Chief Financial Officer
Control
Patricia Loftus is not a control person of Eagle Strategies.
Ownership
An individual ownership band is not available in the source record.
Tenure
Patricia Loftus has held the filed role since June 2014.

The firm

Eagle Strategies LLC
New York, NY

Form ADV filed 31 July 2026

$32B AUM133,900 clients2,463 advisers27 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 27 · 1998
  4. Passed Series 7 · 1991

Registrations and exams

Broker registration; no current adviser registration. Patricia Loftus has passed 4 qualifying exams.

Examinations

Series 277 October 1998
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 76 September 1991
Name
General Securities Representative Examination

Individual record

Full name
Patricia Elizabeth Loftus
CRD
2156131
Firm
Eagle Strategies LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Patricia Loftus work?

Patricia Loftus has been Corporate Vice President & Chief Financial Officer of Eagle Strategies LLC since June 2014.

Source: Form ADV, Schedule A, filed 31 July 2026

Does Patricia Loftus have a current investment-adviser registration?

Patricia Loftus has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Patricia Loftus passed?

Patricia Loftus has passed 4 licensing exams: the Series 7, Series 27, SIE and Series 99TO. The earliest, the Series 7, was passed in September 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Eagle Strategies

Sources

  1. IAPD individual record, CRD 2156131. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Eagle Strategies LLC, filed 31 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Patricia Loftus or Eagle Strategies LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.