Role at Eagle Strategies
- Title on Schedule A
- Vice President and Chief Operating Officer
- Control
- Mitchell Ascione is a control person of Eagle Strategies.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Mitchell Ascione has held the filed role since April 2016.
The firm
Form ADV filed 31 July 2026
Career on record
- Passed Series 52TO · 2025
- Passed Series 57TO and Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 55 · 1999
- Passed Series 4 · 1997
- Passed Series 24 and Series 53 · 1996
- Passed Series 63 · 1990
- Passed Series 7 · 1989
Registrations and exams
Broker registration; no current adviser registration. Mitchell Ascione has passed 10 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 24 October 1990 |
| Series 4 | Registered Options Principal Examination | 13 December 1997 |
| Series 53 | Municipal Securities Principal Examination | 10 December 1996 |
| Series 24 | General Securities Principal Examination | 14 June 1996 |
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 5 October 1999 |
| Series 7 | General Securities Representative Examination | 16 December 1989 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Mitchell Pary Ascione
- CRD
- 1897252
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- eaglestrategies.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Eagle Strategies describes Mitchell Ascione as its chief operating officer, responsible for affiliations and registration, commissions, operations and service, and operational strategy. Official firm biography
Education
- Bachelor’s degree in Economics, Stony Brook UniversityOfficial firm biography
Credentials and memberships
- FINRA Series 4, 7, 24, 53, 55 and 63 licensesOfficial firm biography
Common questions
Where does Mitchell Ascione work?
Mitchell Ascione has been Vice President and Chief Operating Officer of Eagle Strategies LLC since April 2016, and is a control person of the firm.
Does Mitchell Ascione have a current investment-adviser registration?
Mitchell Ascione has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Mitchell Ascione passed?
Mitchell Ascione has passed 10 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 4, Series 55, SIE, Series 57TO, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in December 1989.
Leadership at Eagle Strategies
- John BoccioPresident and Chief Executive Officer
- Patricia LoftusCorporate Vice President & Chief Financial Officer
- Rachel SchwartzSenior Vice President & Associate General Counsel
- Nabeed ZamanVice President and Chief Compliance Officer
- Angela BagtasElected Manager
- Deborah DuarteElected Manager
- Amarya FeinbergElected Manager
- Dylan HuangChairman
- Sandra TillotsonElected Manager
- Sonali VirendraElected Manager