Role at Eagle Strategies
- Title on Schedule A
- Vice President and Chief Compliance Officer
- Control
- Nabeed Zaman is a control person of Eagle Strategies.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Nabeed Zaman has held the filed role since July 2024.
The firm
Form ADV filed 31 July 2026
Career on record
Nabeed Zaman has been registered through Eagle Strategies since February 2021.
- Passed Series 14 · 2024
- Passed Series 99TO · 2023
- Eagle Strategies LLCCurrent– present · 6 yearsNew York, NY · Adviser representative · Firm CRD 110826
- Passed Series 66 · 2021
- Passed Series 7TO and Series 24 · 2019
- Passed SIE · 2018
- Passed Series 6 and Series 63 · 2014
Registrations and exams
Nabeed Zaman has a current investment-adviser registration in New York and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 10 February 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 February 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 2014 |
| Series 14 | Compliance Officer Examination | 19 July 2024 |
| Series 24 | General Securities Principal Examination | 30 July 2019 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 15 May 2019 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 December 2014 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Nabeed Zaman
- CRD
- 6410914
- Registration status
- Investment adviser and broker registrations
- Office
- 51 MADISON AVENUE, New York, NY 10010
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Nabeed Zaman work?
Nabeed Zaman has been Vice President and Chief Compliance Officer of Eagle Strategies LLC since July 2024, and is a control person of the firm.
Is Nabeed Zaman a financial advisor?
Yes. Nabeed Zaman has a current investment-adviser registration in New York, through Eagle Strategies since February 2021, as of 18 October 2026.
How many years of experience does Nabeed Zaman have?
Nabeed Zaman has worked in the financial industry for 11 years as of 18 October 2026, counted from 15 July 2015, across 1 adviser firm.
What exams has Nabeed Zaman passed?
Nabeed Zaman has passed 8 licensing exams: the Series 6, Series 63, SIE, Series 7TO, Series 24, Series 66, Series 99TO and Series 14. The earliest, the Series 6, was passed in December 2014.
Where is Nabeed Zaman based?
Nabeed Zaman’s registered office is in New York, NY.
Leadership at Eagle Strategies
- John BoccioPresident and Chief Executive Officer
- Mitchell AscioneVice President and Chief Operating Officer
- Patricia LoftusCorporate Vice President & Chief Financial Officer
- Rachel SchwartzSenior Vice President & Associate General Counsel
- Angela BagtasElected Manager
- Deborah DuarteElected Manager
- Amarya FeinbergElected Manager
- Dylan HuangChairman
- Sandra TillotsonElected Manager
- Sonali VirendraElected Manager