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John Boccio

President and Chief Executive Officer at Eagle Strategies

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

John Boccio is President and Chief Executive Officer of Eagle Strategies LLC, a New York investment adviser managing $32B. John Boccio has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, SIE and Series 24.

Role at Eagle Strategies

Title on Schedule A
President and Chief Executive Officer
Control
John Boccio is a control person of Eagle Strategies.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Boccio has held the filed role since August 2025.

The firm

Eagle Strategies LLC
New York, NY

Form ADV filed 31 July 2026

$32B AUM133,900 clients2,463 advisers27 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2021
  2. Passed SIE · 2018
  3. Passed Series 63 · 2007
  4. Passed Series 7 · 2006

Registrations and exams

Broker registration; no current adviser registration. John Boccio has passed 4 qualifying exams.

Examinations

Series 6310 January 2007
Name
Uniform Securities Agent State Law Examination
Series 2415 June 2021
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 711 May 2006
Name
General Securities Representative Examination

Individual record

Full name
John Michael Boccio
CRD
4600977
Firm
Eagle Strategies LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Boccio work?

John Boccio has been President and Chief Executive Officer of Eagle Strategies LLC since August 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 July 2026

Does John Boccio have a current investment-adviser registration?

John Boccio has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has John Boccio passed?

John Boccio has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 24. The earliest, the Series 7, was passed in May 2006.

Source: IAPD individual record, checked 18 October 2026

Leadership at Eagle Strategies

Sources

  1. IAPD individual record, CRD 4600977. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Eagle Strategies LLC, filed 31 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Boccio or Eagle Strategies LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.