Firms by custodian

Registered investment advisers that custody at State Street Bank and Trust Company, National Association

2 SEC-registered advisers report State Street Bank and Trust Company, National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

2 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Redding Ridge Asset ManagementCRD 283058	New York, NY	$33.32B	51	85
Abbott Capital ManagementCRD 106332	New York, NY	$15.56B	20	61

Redding Ridge Asset ManagementCRD 283058$33.32B

Headquarters: New York, NY
Advisory staff: 51
Clients: 85

Abbott Capital ManagementCRD 106332$15.56B

Headquarters: New York, NY
Advisory staff: 20
Clients: 61

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming State Street Bank and Trust Company, National Association here says only what the filing says, and implies nothing about either firm's service.