Clients
Abbott Capital Management serves 61 clients, 56 of them pooled investment vehicles. The average client has about $255 million with the firm.
- Pooled investment vehicles56 clients51%
- State or municipal government entities5 clients48%
- OtherPension and profit-sharing plans, Other1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 56 | $7,916,328,265 | 50.9% | $141.4M |
| Pension and profit-sharing plans | Not reported | $189,816,360 | 1.2% | — |
| State or municipal government entities | 5 | $7,450,801,831 | 47.9% | $1.49B |
| Other | Not reported | $271 | 0.0% | — |
| Total | 61 | $15,556,946,727 | 100% | $255.0M |
- Clients
- 56
- Regulatory AUM
- $7,916,328,265
- Share
- 50.9%
- Avg. per client
- $141.4M
- Clients
- Not reported
- Regulatory AUM
- $189,816,360
- Share
- 1.2%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $7,450,801,831
- Share
- 47.9%
- Avg. per client
- $1.49B
- Clients
- Not reported
- Regulatory AUM
- $271
- Share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 61
- Regulatory AUM
- $15,556,946,727
- Share
- 100%
- Avg. per client
- $255.0M
What it does
Abbott Capital Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.
Abbott Capital Management advises 41 private funds.
94.7% of assets ($14.73B across 56 accounts) are managed with discretion; $827.8M across 8 accounts are not. 2% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds100%
Custodians
Abbott Capital Management’s client accounts are held mainly at State Street Bank and Trust Company, National Association, with 24% of managed assets, and The Northern Trust, with 13%. Abbott Capital Management has custody of $6.73B for 41 clients.
- State Street Bank and Trust Company, National AssociationState Street Bank and Trust Company, National Association · Boston, MA · $3.81B24%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $2.09B13%
- All other custodians$9.66B62%
Ownership and leadership
- Owns 75% or more of Abbott Capital Management LLC
Jobst Klemme
Control person · since February 2021
- Owns 75% or more of Abbott Capital Management LLC
Moritz Turck
Control person · since April 2026
- Owns 10% to 25% of Abbott Capital Management LLC
Matthew Smith
Control person · since January 2006
- Owns 10% to 25% of Abbott Capital Management LLC
Meredith Rerisi
Control person · since January 2006
- Owns 10% to 25% of Abbott Capital Management LLC
Timothy Maloney
Control person · since January 2010
- Owns 10% to 25% of Abbott Capital Management LLC
Young Lee
Control person · since January 2015
- Owns 10% to 25% of Abbott Capital Management LLC
Leonard Pangburn
Control person · since January 2017
- Owns 5% to 10% of Abbott Capital Management LLC
Raymond Held
since July 1987
- Owns 5% to 10% of Abbott Capital Management LLC
Mary Hornby
Control person · since January 2005
- Owns 5% to 10% of Abbott Capital Management LLC
Paolo Parziale
Control person · since January 2010
- Owns 5% to 10% of Abbott Capital Management LLC
Wolf Witt
Control person · since January 2023
Leadership
- Leonard PangburnPresident/Member
- Paolo ParzialeChief Financial Officer/Member
- Mary HornbyChief Legal Officer/Member and Chief Compliance Officer
- Raymond HeldMember
- Young LeeMember
- Timothy MaloneyMember
- Meredith RerisiMember
- Matthew SmithMember
- Jonathan TubianaMember
- Wolf WittMember
Staff
- 60 employees
- 20 in advisory functions
- 3 soliciting firms
Fees
Abbott Capital Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Abbott Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Abbott Capital Management has 1 office, with 1 listed address in 1 state.
New York · 1 listed address
- 640 Fifth Avenue, 7th Floor, New YorkHQ
Registration details
- Legal name
- Abbott Capital Management LLC
- Headquarters
- 640 Fifth Avenue, 7th Floor, New York, NY 10019
- Phone
- 212-757-2700
- Website
- www.abbottcapital.com
- SEC file
- 801-27914
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Abbott Capital Management have?
Abbott Capital Management has 61 clients and manages $15.6 billion for them, as of July 2026. They include 56 pooled investment vehicles and 5 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Abbott Capital Management offer?
Abbott Capital Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Abbott Capital Management use?
Abbott Capital Management’s separately managed account assets are held at State Street Bank and Trust Company, National Association (Boston, MA), with $3,808,446,249 and The Northern Trust Company (Chicago, IL), with $2,085,094,783. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Abbott Capital Management have?
Abbott Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 60 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Abbott Capital Management invest in?
At the end of its last fiscal year, Abbott Capital Management’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 41 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Abbott Capital Management?
Abbott Capital Management’s direct owners are Raymond Held (5% to 10%), Matthew Smith (10% to 25%), Meredith Rerisi (10% to 25%), Mary Hornby (5% to 10%), Timothy Maloney (10% to 25%), Young Lee (10% to 25%), Paolo Parziale (5% to 10%), Leonard Pangburn (10% to 25%), Wolf Witt (5% to 10%), Jobst Klemme (75% or more) and Moritz Turck (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Abbott Capital Management get paid?
Abbott Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file